10x10y LLC

RIASEC Registered
Total AUM
$14.3M
Discretionary
$14.3M
100% of AUM
Avg account
$1.2M
Accounts
12
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
315871
Custodians
INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • HNWI93.68%
  • Individuals6.32%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

10x10y LLC is a small, equity-focused registered adviser that manages concentrated, discretionary portfolios for individual and family clients and small businesses. The firm shows a clear preference for liquid exchange-traded equities and ETFs as the core building blocks of client portfolios, while supplementing equity exposure with alternative allocations that include hedge funds, real estate, digital currency and private credit. Its fee mix includes both a percentage-of-AUM charge and performance-based fees, which signals the use of strategies or vehicles where incentive alignment and outcome-based compensation are part of the client offering. Portfolio management is the primary advisory activity. The firm does not position itself as an ESG investor and is not registered as a multi-state adviser. Given the custody relationship and the emphasis on exchange-traded instruments, the investment approach appears to blend hands-on equity selection with outsourced or third-party alternative managers for non-core exposures.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 56%, Cash & Cash Equivalents 44%56%
  • Exchange Traded Equities56%
  • Cash & Cash Equivalents44%

Owners & executives

1 of 1
  • Shayan Mozaffar

    Shayan Mozaffar

    Founder, CEO and CIOCRD 5794316

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth