NORTHWEST WEALTH MANAGEMENT, LLC
Firm details
- Headquarters
- SPENCER, Iowa
- CRD number
- 152816
- Registered since
- July 5, 2011
- Website
- www.nw.bank
- Custodians
- CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI59.26%
- Individuals33.89%
- Corporations / Businesses4.73%
- Charitable Organizations1.84%
- Pension & Profit Sharing Plans0.28%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Northwest Wealth Management, LLC is an independent registered investment adviser established in 2011 that serves individuals, families and institutions. The firm combines portfolio management and financial planning with insurance brokerage capabilities and offers both percentage-of-AUM and fixed-fee billing. Northwest acts as a capital allocator, selecting third‑party managers on behalf of clients, and includes pension consulting and selection-of-other-advisers among its advisory services. The firm does not position itself as an ESG-focused investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds69%
- Exchange Traded Equities15%
- State & Local Bonds7%
- Cash & Cash Equivalents5%
- US Government Bonds4%
Owners & executives
2 of 2Gregory Post
President, Chief Executive OfficerCRD 7350253
ERIC VAN DER HEIDE
President and Chief Operating OfficerCRD 6511174
Contacts
3 of 20JEFFREY PLOEGER
Wealth AdvisorCRD 4177845
Jared Barnett
Wealth AdvisorCRD 8080136
Garrett Heater
Associate AdvisorCRD 7863486
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 120Active vs passive
$570M in ETFs
51%
$290M
49%
$280M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND (VGIT) | Vanguard | Passive | Intermediate Government | $61.9M | 1,039,280 | 10.86% |
Location
SPENCER, IA
CLAY
Location
SPENCER, IA
Headquartered in SPENCER, IA, anchoring the Spencer-Spirit Lake, IA metro in the Midwest.
- Metro area
- Spencer-Spirit Lake, IA
- Region
- Midwest
- County
- CLAY
- Address
- 1607 W 18th St
- Time zone
- CT (UTC-6)
- Office locations
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