Northern Trust Investments, Incorporated

RIASEC RegisteredEst. 1988

Total AUM

$1.2T

Discretionary

$1.2T

100% of AUM

Avg account

$30.4M

Accounts

41,027

Employees

662

Advisory reps

Firm details

Headquarters: Chicago, Illinois
CRD number: 105780
Registered since: November 25, 1988
Website: www.northerntrust.com
Custodians: THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees, Other
Client types: Pooled Investment Vehicles40.9%
Investment Companies23.65%
Corporations / Businesses8.99%
Pension & Profit Sharing Plans8.88%
HNWI7.59%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other AdvisersPublication of Periodicals

Firm profile

FINTRX

Overview

Northern Trust Investments, Incorporated operates as a diversified asset manager and service provider within the broader Northern Trust ecosystem. The firm is registered with the SEC (since 1988) and combines roles typical of a custodian, asset manager and fund sponsor: it is classified as a hedge fund manager, other fund provider and qualified custodian, and it also performs bank and trust company functions. Its client mix spans individuals and families as well as institutional clients. Advisory capabilities include separately managed portfolios, management of pooled investment vehicles, selection of subadvisers, and publication of investment research. Fee arrangements vary by engagement and include percentage-of-assets, fixed fees and performance-based structures. The firm identifies as an active ESG investor.