NORTHERN TRUST INVESTMENTS, INCORPORATED
Firm details
- Headquarters
- CHICAGO, Illinois
- CRD number
- 105780
- Registered since
- November 25, 1988
- Website
- www.northerntrust.com
- Custodians
- THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees, Other
- Client types
- Pooled Investment Vehicles40.9%
- Investment Companies23.65%
- Corporations / Businesses8.99%
- Pension & Profit Sharing Plans8.88%
- HNWI7.59%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other AdvisersPublication of Periodicals
Firm profile
FINTRXOverview
Northern Trust Investments, Incorporated operates as a diversified investment manager and service provider within the Northern Trust ecosystem. The firm combines portfolio management for individuals, pooled vehicles and institutions with custody and trust services, and it also acts in capacities typical of a bank and a commodity pool/commodity trading advisor. Its client base spans high-net-worth individuals and families as well as institutional clients. Fee models include asset-based fees, fixed fees and performance-linked arrangements. The firm reports active engagement with ESG factors in its investment approach and maintains affiliations across brokerage, banking, trust, and sponsor/GP roles for pooled vehicles.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities67%
- US Government Bonds11%
- State & Local Bonds7%
- Investment Grade Corp Bonds7%
- Cash & Cash Equivalents6%
Owners & executives
3 of 7ALISON STEWART
Chief Administrative OfficerCRD 2394528
Archana Kumar
Chief Operating Officer, Asset Management ServicesCRD 6919463
CHRISTIAN ROTH
Co-Chief Investment OfficerCRD 1744854
Contacts
3 of 41LAUREN METAJ
Business Development ExecutiveCRD 5485144
EMILY MEYER
Vice PresidentCRD 4698294
MICHAEL HUNSTAD
President, Asset ManagementCRD 8114905
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 482Active vs passive
$79.6B in ETFs
93%
$74B
4%
$5.7B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $9B | 13,839,818 | 11.31% |
Location
CHICAGO, IL
COOK
Location
CHICAGO, IL
Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- COOK
- Address
- 50 S La Salle St
- Time zone
- CT (UTC-6)
- Office locations
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