Northern Lights Distributors, LLC

Broker-DealerFINRA MemberEst. 2003
Total AUM
Advisory reps
126
Avg account
$0

Firm details

Headquarters
Elkhorn, Nebraska
CRD number
126159
Registered since
September 30, 2003

Firm profile

FINTRX

Overview

Northern Lights Distributors, LLC is structured as a limited liability company and is recorded as SEC-registered beginning in 2003. FINTRX classifies the firm as a fund distributor rather than a capital allocator or investment adviser; the firm does not appear to take on portfolio management responsibilities. The data also indicates the firm is not an active ESG investor, is not set up as a multi-state adviser, and does not operate as a pension consultant or related adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Rebecca King

    Rebecca King

    Chief Operating OfficerCRD 4042978

  • Yu Jin Kim

    Yu Jin Kim

    Chief Compliance OfficerCRD 4186432

  • Bradley Ackerman

    Bradley Ackerman

    Chief Compliance OfficerCRD 2552096

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Contacts

3 of 122
  • Matthew Parkhurst

    Matthew Parkhurst

    Regional Vice PresidentCRD 5692691

  • Todd Matheny

    Todd Matheny

    Head of Client RelationsCRD 5695195

  • Eben Burr

    Eben Burr

    PresidentCRD 5696634

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Elkhorn, NE

Douglas

Location

Elkhorn, NE

Headquartered in Elkhorn, NE, anchoring the Omaha-Council Bluffs-Fremont, NE-IA metro in the Midwest.

Metro area
Omaha-Council Bluffs-Fremont, NE-IA
Region
Midwest
County
Douglas
Address
4221 N 203rd St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth