NORTHERN LIGHTS DISTRIBUTORS, LLC

Broker-DealerFINRA MemberEst. 2003
Total AUM
Advisory reps
128
Avg account
$0

Firm details

Headquarters
ELKHORN, Nebraska
CRD number
126159
Registered since
September 30, 2003

Firm profile

FINTRX

Assets & Accounts

FINTRX records show Northern Lights Distributors, LLC with no reported client relationships or assets on platform — the dataset lists 0 clients and an average client size of $0.00. That indicates the firm has no AUM captured in this source or has not reported account-level metrics into FINTRX. The profile entry identifies the firm as a limited liability company that has been SEC-registered since 2003. Owner type is listed as Domestic Entity | Individual and the firm is classified as Unclassified in FINTRX. The record also flags Northern Lights Distributors, LLC as not being a capital allocator and not an active ESG investor; it is likewise marked as not a multi-state adviser, not newly formed, and not a pension consultant.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • BRADLEY ACKERMAN

    Chief Compliance OfficerCRD 2552096

  • Stephen Preston

    Chief Compliance OfficerCRD 2217795

  • Yu Jin Kim

    Chief Compliance OfficerCRD 4186432

Contacts

3 of 125
  • JOHN SULLIVAN

    Registered RepresentativeCRD 1185203

  • MATTHEW SENNOTT

    Registered RepresentativeCRD 4084551

  • CONAN HEELAN

    Portfolio SpecialistCRD 7000897

Unlock 122 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

ELKHORN, NE

DOUGLAS

Location

ELKHORN, NE

Headquartered in ELKHORN, NE, anchoring the Omaha-Council Bluffs-Fremont, NE-IA metro in the Midwest.

Metro area
Omaha-Council Bluffs-Fremont, NE-IA
Region
Midwest
County
DOUGLAS
Address
4221 N 203rd St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth