NORTHEAST FINANCIAL GROUP, INC.

RIASEC RegisteredEst. 2013

Total AUM

$1.4B

Discretionary

$708M

49% of AUM

Avg account

$844K

Accounts

1,710

Employees

Advisory reps

Firm details

Headquarters: ALLENTOWN, Pennsylvania
CRD number: 122609
Registered since: June 14, 2013
Website: nefginc.com
Custodians: CHARLES SCHWAB & CO., INC., MATRIX SECURITIES, INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
Client types: Pension & Profit Sharing Plans27.8%
HNWI26.59%
State / Municipal Government18.47%
Individuals10.3%
Other Investment Advisers8.39%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Northeast Financial Group, Inc. is an independent, privately owned registered investment adviser organized as a corporation and SEC-registered since 2013. The firm serves both individual/family and institutional clients and positions itself as a capital allocator—managing discretionary portfolios and selecting outside managers when appropriate. Service lines include financial planning, portfolio management for individuals, pooled vehicles and institutions, pension-related advice, and insurance brokerage. Its fee arrangements are flexible (percentage of AUM, hourly, fixed fees and performance-based fees). The firm was recognized on FA Magazine’s Top RIA Firms list in 2020.