NORTH BERKELEY WEALTH MANAGEMENT, LLC
Firm details
- Headquarters
- BERKELEY, California
- CRD number
- 136431
- Registered since
- August 10, 2005
- Website
- northberkeleywealth.com
- Custodians
- CHARLES SCHWAB & CO., INC., PERSHING LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI85.99%
- Individuals10.98%
- Charitable Organizations1.54%
- Pension & Profit Sharing Plans1.48%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
North Berkeley Wealth Management, LLC is an independent, owner-operated registered investment adviser that has been SEC-registered since 2005. The firm serves both individual & family clients and institutional accounts and describes itself as a capital allocator, meaning it constructs portfolios that include third‑party manager allocations in addition to in‑house management. Fee arrangements include percentage‑of‑AUM billing as well as hourly and fixed fees. Core advisory services are financial planning, portfolio management for individuals and small businesses, and selection of other advisers. The firm identifies as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds86%
- Exchange Traded Equities7%
- Cash & Cash Equivalents5%
- Non-Exchange Traded Equities1%
- State & Local Bonds1%
Owners & executives
1 of 1DEBRA ELLISEN
Senior Client Service CoordinatorCRD 4593925
Contacts
3 of 11Matthew Gatt
Lead AdvisorCRD 6709376
Cagatay Koc
Portfolio AdministratorCRD 7459627
STEPHANIE NEHMENS
Associate AdvisorCRD 5952551
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 43Active vs passive
$146M in ETFs
82%
$119M
12%
$26.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| NUVEEN ESG SMALL-CAP ETF (NUSC) | Nuveen | Passive | Small Blend | $13.2M | 293,851 | 9.06% |
Location
BERKELEY, CA
ALAMEDA
Location
BERKELEY, CA
Headquartered in BERKELEY, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- ALAMEDA
- Address
- 1995 El Dorado Ave
- Time zone
- PT (UTC-8)
- Office locations
Similar firms
AFFINITY CAPITAL ADVISORS LLC
RIABERKELEY, CA
BLUME CAPITAL MANAGEMENT, INC.
RIABERKELEY, CA
ELMWOOD WEALTH MANAGEMENT
RIABERKELEY, CA
HONTE ADVISORS LLC
RIABERKELEY, CA
WILLOW GROVE ADVISORS, LLC
RIABERKELEY, CA
TOPEL & DISTASI WEALTH MANAGEMENT, LLC
RIABERKELEY, CA