ELMWOOD WEALTH MANAGEMENT
Firm details
- Headquarters
- BERKELEY, California
- CRD number
- 165639
- Registered since
- July 10, 2017
- Website
- www.elmwoodwealth.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI90.52%
- Individuals6.11%
- Other2.66%
- Banking / Thrift Institutions0.71%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Elmwood Wealth Management is an independent, advisor-owned registered investment adviser that entered SEC registration in 2017. The firm serves both individual/family and institutional clients and describes itself as a capital allocator, sourcing external managers where appropriate. Its client-facing services center on financial planning, portfolio management for individuals and small businesses, and the selection/oversight of third-party advisers. Elmwood charges a mix of fee types — percentage of assets under management, hourly fees, and fixed fees — and does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities69%
- State & Local Bonds14%
- US Government Bonds8%
- Sovereign Bonds3%
- Private Funds3%
Contacts
3 of 4MARC ROTH
Financial AdvisorCRD 1024631
ROBERT GILLOOLY
Portfolio ManagerCRD 2073302
Juliana Moravy
Wealth AssociateCRD 7702570
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 135Active vs passive
$329M in ETFs
63%
$209M
28%
$120M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES TREASURY FLOATING RATE BOND ETF (TFLO) | BlackRock | Passive | Ultrashort Bond | $12.5M | 246,845 | 3.80% |
Location
BERKELEY, CA
ALAMEDA
Location
BERKELEY, CA
Headquartered in BERKELEY, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- ALAMEDA
- Address
- 2027 4th St
- Time zone
- PT (UTC-8)
- Office locations
Similar firms
HONTE ADVISORS LLC
RIABERKELEY, CA
WILLOW GROVE ADVISORS, LLC
RIABERKELEY, CA
TOPEL & DISTASI WEALTH MANAGEMENT, LLC
RIABERKELEY, CA
NORTH BERKELEY WEALTH MANAGEMENT, LLC
RIABERKELEY, CA
AFFINITY CAPITAL ADVISORS LLC
RIABERKELEY, CA
BLUME CAPITAL MANAGEMENT, INC.
RIABERKELEY, CA