Elmwood Wealth Management
Firm details
- Headquarters
- Berkeley, California
- CRD number
- 165639
- Registered since
- July 10, 2017
- Website
- elmwoodwealth.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI90.52%
- Individuals6.11%
- Other2.66%
- Banking / Thrift Institutions0.71%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Elmwood Wealth Management is an independent registered investment adviser organized as a corporation and registered with the SEC in 2017. The firm is owner-operated and serves both individual and family clients as well as institutional mandates. Its advisory services center on financial planning, portfolio management for individuals and small businesses, and selecting outside managers when appropriate. Elmwood charges fees based on a percentage of assets under management and also offers hourly and fixed-fee engagements. The firm identifies as a capital allocator but does not position itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities69%
- State & Local Bonds14%
- US Government Bonds8%
- Sovereign Bonds3%
- Private Funds3%
Contacts
3 of 4
Marc Roth
Financial AdvisorCRD 1024631
Robert Gillooly
Portfolio ManagerCRD 2073302
Juliana Moravy
Wealth AssociateCRD 7702570
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 145Active vs passive
$359M in ETFs
64%
$230M
27%
$128M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES SHORT-TERM CALIFORNIA MUNI ACTIVE ETF (CALI) | BlackRock | $11.6M | 229,610 | 3.24% |
Location
Berkeley, CA
Alameda
Location
Berkeley, CA
Headquartered in Berkeley, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- Alameda
- Address
- 2027 4th St
- Time zone
- PT (UTC-8)
- Office locations
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