Elmwood Wealth Management

RIASEC Registered
Total AUM
$478M
Discretionary
$465M
97% of AUM
Avg account
$707K
Accounts
676
Employees
6
Advisory reps
4

Firm details

Headquarters
Berkeley, California
CRD number
165639
Registered since
July 10, 2017
Website
elmwoodwealth.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI90.52%
  • Individuals6.11%
  • Other2.66%
  • Banking / Thrift Institutions0.71%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Elmwood Wealth Management is an independent, corporation-structured RIA owned by an individual and registered with the SEC in 2017. The firm serves both individual and family clients as well as institutional accounts and acts as a capital allocator, combining financial planning with discretionary portfolio management and the selection of outside advisers. Its billing mixes percentage-of-AUM fees with hourly and fixed-fee arrangements. Elmwood reports it does not position itself as an active ESG investor and does not operate as a multi-state or pension consultant adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 69%, State & Local Bonds 14%, US Government Bonds 8%, Sovereign Bonds 3%, Private Funds 3%, Cash & Cash Equivalents 2%, Investment Grade Corp Bonds 1%69%
  • Exchange Traded Equities69%
  • State & Local Bonds14%
  • US Government Bonds8%
  • Sovereign Bonds3%
  • Private Funds3%

Contacts

3 of 4
  • Shannon Lemon

    Shannon Lemon

    Wealth ManagerCRD 5129936

  • Marc Roth

    Marc Roth

    Financial AdvisorCRD 1024631

  • Robert Gillooly

    Portfolio ManagerCRD 2073302

Unlock 1 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 151

Active vs passive

$366M in ETFs

Passive

64%

$234M

Active

28%

$132M

ETFProviderStyleCategoryValueShares% of portfolio
JPMORGAN ULTRA-SHORT INCOME ETF (JPST)JP MorganActiveUltrashort Bond$15.5M307,7864.23%
Unlock additional holdings →

Location

Primary office

Berkeley, CA

Alameda

Location

Berkeley, CA

Headquartered in Berkeley, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
Alameda
Address
2027 4th St
Time zone
PT (UTC-8)
Office locations

Similar firms

Honte Advisors LLC

RIA

Berkeley, CA

AUM $418MTEAM 7REPS 4

Willow Grove Advisors, LLC

RIA

Berkeley, CA

AUM $370MTEAM 7REPS 7

Topel & Distasi Wealth Management, LLC

RIA

Berkeley, CA

AUM $312MTEAM 3REPS 3

North Berkeley Wealth Management, LLC

RIA

Berkeley, CA

AUM $830MTEAM 16REPS 12

Affinity Capital Advisors LLC

RIA

Berkeley, CA

AUM $851MTEAM 11REPS 5

Blume Capital Management, Inc.

RIA

Berkeley, CA

AUM $857MTEAM 7REPS 5
More RIAs in Berkeley →All California RIAs →