Narwhal Capital Management
Firm details
- Headquarters
- Marietta, Georgia
- CRD number
- 135958
- Registered since
- May 2, 2006
- Website
- www.narwhal.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- Corporations / Businesses50.08%
- HNWI43.23%
- Charitable Organizations3.83%
- Individuals2.85%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
Narwhal Capital Management is an independent, privately held RIA organized as an LLC and SEC-registered since 2006. The firm serves individual and family clients alongside institutional and business accounts, offering financial planning and portfolio management for individuals, small businesses and institutions. Its fee model mixes percentage-of-AUM billing with hourly charges. Narwhal also lists accounting among its business activities and reports advisory work that includes pension consulting. The firm does not position itself as a capital allocator and is not identified as an active ESG investor or a multi-state adviser. It received recognition on FA Magazine’s Top RIA Firms list in 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities56%
- State & Local Bonds23%
- Public Funds/Mutual Funds15%
- Cash & Cash Equivalents4%
- US Government Bonds2%
Owners & executives
2 of 2
Benjamin Nye
Chief Investment Officer And Portfolio ManagerCRD 5988487
Jonathan Hicks
Chief Compliance OfficerCRD 6965486
Contacts
3 of 9
Ryan Miller
Fixed Income AnalystCRD 7945294
David Hale
Relationship ManagerCRD 8134991
Harrison Pettigrew
Junior Portfolio ManagerCRD 7632286
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 58Active vs passive
$345M in ETFs
100%
$345M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $159M | 212,038 | 46.01% |
Location
Marietta, GA
Cobb
Location
Marietta, GA
Headquartered in Marietta, GA, anchoring the Atlanta--Athens-Clarke County--Sandy Springs, GA-AL metro in the South.
- Metro area
- Atlanta--Athens-Clarke County--Sandy Springs, GA-AL
- Region
- South
- County
- Cobb
- Address
- 531 Roselane St Nw
- Time zone
- ET (UTC-5)
- Office locations
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