Nicholas Wealth Management
Firm details
- Headquarters
- Marietta, Georgia
- CRD number
- 282635
- Registered since
- August 13, 2021
- Website
- nicholaswealth.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Other
- Client types
- Investment Companies59.7%
- Individuals28.43%
- HNWI11.35%
- Corporations / Businesses0.42%
- Pension & Profit Sharing Plans0.1%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Nicholas Wealth Management is an SEC-registered institutional RIA organized as an LLC and registered in 2021. The firm serves both individual/family and institutional clients and positions itself as a capital allocator that combines financial planning, portfolio management, and manager selection. Its advisory services include fee-based portfolio management (percentage of AUM plus hourly and fixed-fee arrangements), educational seminars, periodic publications, and the selection of third-party advisers. The firm does not identify as an active ESG investor and lists an insurance company affiliation among its industry ties.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities60%
- Public Funds/Mutual Funds34%
- Cash & Cash Equivalents7%
Owners & executives
3 of 3
Logan Pritchett
Client Service CoordinatorCRD 8156646
Ian Sears
Client Service CoordinatorCRD 8005608
Amanda Serafino
Client Service CoordinatorCRD 7828814
Contacts
3 of 7Stephen Jones
Financial PlannerCRD 7483960
Stacy Fleming
Director, Compliance ServicesCRD 5782272
David Nicholas
PresidentCRD 5211508
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 39Active vs passive
$60.7M in ETFs
24%
$14.4M
25%
$46.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| NICHOLAS GLOBAL EQUITY AND INCOME ETF (GIAX) | $22.3M | 1,294,572 | 36.77% |
Location
Marietta, GA
Cobb
Location
Marietta, GA
Headquartered in Marietta, GA, anchoring the Atlanta--Athens-Clarke County--Sandy Springs, GA-AL metro in the South.
- Metro area
- Atlanta--Athens-Clarke County--Sandy Springs, GA-AL
- Region
- South
- County
- Cobb
- Address
- 218 Roswell St Se
- Time zone
- ET (UTC-5)
- Office locations
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