Mountainside Securities LLC
Firm details
- Headquarters
- Summit, New Jersey
- CRD number
- 297949
- Registered since
- November 13, 2018
Firm profile
FINTRXOverview
Mountainside Securities LLC is a limited liability company that registered with the SEC in 2018 and is individually owned. Publicly available data for the firm is sparse: it is classified as "Unclassified" in the snapshot and does not report themselves as a capital allocator, an active ESG investor, a multistate adviser, a pension consultant, or a related adviser. Key items that normally describe an advisory firm's offering — fee structure, client mix, and specific advisory or business activities — are not provided in the source dataset. The absence of disclosed advisory activity in the record suggests the firm either does not operate as a traditional registered investment adviser reporting client assets to databases used by allocators, or it has chosen not to populate those fields in the dataset. That lack of detail will require direct outreach for anyone seeking to evaluate services, strategies, or operational capabilities.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3
Kathryn Lawlor
Chief Compliance OfficerCRD 4715219
Elizabeth Brown
Chief Operating OfficerCRD 1850514
Michael Cornell
Chief Compliance OfficerCRD 2740653
Contacts
3 of 7Daniel Beaton
FinOpCRD 4240769
Ryan Posner
Managing Member and FounderCRD 1731934
John Raftery
Vice PresidentCRD 1041279
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Summit, NJ
Union
Location
Summit, NJ
Headquartered in Summit, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Union
- Address
- 450 Springfield Ave
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Shorebridge Capital Securities, LLC
Broker-DealerSummit, NJ
Sevenpoint Partners LLC
Broker-DealerSummit, NJ
The Leaders Group, Inc.
Broker-DealerSummit, NJ
SPP Capital Partners L L C
Broker-DealerSummit, NJ
Mafg Ria Services, Inc.
Broker-DealerMount Laurel, NJ
VBC Securities, LLC
Broker-DealerClifton, NJ