Mountainside Securities LLC

Broker-DealerFINRA MemberEst. 2018
Total AUM
Advisory reps
10
Avg account
$0

Firm details

Headquarters
Summit, New Jersey
CRD number
297949
Registered since
November 13, 2018

Firm profile

FINTRX

Overview

Mountainside Securities LLC is listed as a limited liability company that registered with the SEC in 2018. FINTRX classifies the firm as "Unclassified" and identifies it as individually owned. The public record for the firm contains minimal operational detail: fee structure, client type, and specific advisory or business activities are not provided in the source data. The firm is not marked as a capital allocator and is recorded as not being an active ESG investor. Additional FINTRX flags indicate Mountainside Securities LLC is not a multi-state adviser, not newly formed (per the data), not a pension consultant, and not a related adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Kathryn Lawlor

    Kathryn Lawlor

    Chief Compliance OfficerCRD 4715219

  • Michael Cornell

    Chief Compliance OfficerCRD 2740653

  • Elizabeth Brown

    Chief Operating OfficerCRD 1850514

Contacts

3 of 7
  • John Raftery

    Vice PresidentCRD 1041279

  • Andrew Fialko

    Managing DirectorCRD 2261200

  • Ryan Posner

    Managing Member and FounderCRD 1731934

Unlock 4 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Summit, NJ

Union

Location

Summit, NJ

Headquartered in Summit, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Union
Address
450 Springfield Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth