Mountainside Securities LLC
Firm details
- Headquarters
- Summit, New Jersey
- CRD number
- 297949
- Registered since
- November 13, 2018
Firm profile
FINTRXOverview
Mountainside Securities LLC is a limited liability company that registered with the SEC in 2018 and is owned by an individual owner. FINTRX classifies the firm as "Unclassified." The dataset notes that Mountainside Securities is not identified as a capital allocator, is not active on ESG criteria, and is not registered as a multistate adviser. It is also not listed as a pension consultant or as being related to another adviser. The firm's publicly reported entries do not include typical detail on client segments, advisory activities, or fee structure.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3
Kathryn Lawlor
Chief Compliance OfficerCRD 4715219
Michael Cornell
Chief Compliance OfficerCRD 2740653
Elizabeth Brown
Chief Operating OfficerCRD 1850514
Contacts
3 of 7John Raftery
Vice PresidentCRD 1041279
Andrew Fialko
Managing DirectorCRD 2261200
Ryan Posner
Managing Member and FounderCRD 1731934
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Summit, NJ
Union
Location
Summit, NJ
Headquartered in Summit, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Union
- Address
- 450 Springfield Ave
- Time zone
- ET (UTC-5)
- Office locations
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