Mountainside Securities LLC

Broker-DealerFINRA MemberEst. 2018
Total AUM
Advisory reps
10
Avg account
$0

Firm details

Headquarters
Summit, New Jersey
CRD number
297949
Registered since
November 13, 2018

Firm profile

FINTRX

Overview

Mountainside Securities LLC is a limited liability company that registered with the SEC in 2018 and is individually owned. Publicly available data for the firm is sparse: it is classified as "Unclassified" in the snapshot and does not report themselves as a capital allocator, an active ESG investor, a multistate adviser, a pension consultant, or a related adviser. Key items that normally describe an advisory firm's offering — fee structure, client mix, and specific advisory or business activities — are not provided in the source dataset. The absence of disclosed advisory activity in the record suggests the firm either does not operate as a traditional registered investment adviser reporting client assets to databases used by allocators, or it has chosen not to populate those fields in the dataset. That lack of detail will require direct outreach for anyone seeking to evaluate services, strategies, or operational capabilities.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Kathryn Lawlor

    Kathryn Lawlor

    Chief Compliance OfficerCRD 4715219

  • Elizabeth Brown

    Chief Operating OfficerCRD 1850514

  • Michael Cornell

    Chief Compliance OfficerCRD 2740653

Contacts

3 of 7
  • Daniel Beaton

    Daniel Beaton

    FinOpCRD 4240769

  • Ryan Posner

    Managing Member and FounderCRD 1731934

  • John Raftery

    Vice PresidentCRD 1041279

Unlock 4 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Summit, NJ

Union

Location

Summit, NJ

Headquartered in Summit, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Union
Address
450 Springfield Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth