Mountainside Securities LLC
Firm details
- Headquarters
- Summit, New Jersey
- CRD number
- 297949
- Registered since
- November 13, 2018
Firm profile
FINTRXOverview
Mountainside Securities LLC is listed as a limited liability company that registered with the SEC in 2018. FINTRX classifies the firm as "Unclassified" and identifies it as individually owned. The public record for the firm contains minimal operational detail: fee structure, client type, and specific advisory or business activities are not provided in the source data. The firm is not marked as a capital allocator and is recorded as not being an active ESG investor. Additional FINTRX flags indicate Mountainside Securities LLC is not a multi-state adviser, not newly formed (per the data), not a pension consultant, and not a related adviser.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3
Kathryn Lawlor
Chief Compliance OfficerCRD 4715219
Michael Cornell
Chief Compliance OfficerCRD 2740653
Elizabeth Brown
Chief Operating OfficerCRD 1850514
Contacts
3 of 7John Raftery
Vice PresidentCRD 1041279
Andrew Fialko
Managing DirectorCRD 2261200
Ryan Posner
Managing Member and FounderCRD 1731934
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Summit, NJ
Union
Location
Summit, NJ
Headquartered in Summit, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Union
- Address
- 450 Springfield Ave
- Time zone
- ET (UTC-5)
- Office locations
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