Mondeum Capital

Broker-DealerFINRA MemberEst. 2021
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Southampton, New York
CRD number
309574
Registered since
January 5, 2021

Firm profile

FINTRX

Overview

Mondeum Capital is organized as a limited liability company and registered with the SEC in 2021. The regulatory filing identifies the ownership as a combination of a domestic entity and an individual. The firm's internal classification is listed as unclassified. Publicly available records provide a narrow set of descriptors about Mondeum Capital’s operating posture: it is not flagged as a capital allocator, it does not identify as an active ESG investor, it is not registered as a multi-state adviser, and it is not designated as a pension consultant or related adviser. The firm also is not characterized as a newly formed adviser despite its 2021 SEC registration. Mondeum Capital has not provided detail on its advisory activities, fee schedules, target client groups, or investment preferences in the dataset reviewed. The firm likewise did not supply disclosures on activities and affiliations.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Preston Haxo

    Preston Haxo

    Chief Compliance OfficerCRD 6267154

  • Michael Milani

    Michael Milani

    Chief Executive OfficerCRD 3112957

  • John Clifford

    John Clifford

    Chief Financial OfficerCRD 2249584

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Southampton, NY

Suffolk

Location

Southampton, NY

Headquartered in Southampton, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Suffolk
Address
27 Main St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth