Herold & Lantern Investments, Inc.
Firm details
- Headquarters
- Melville, New York
- CRD number
- 30996
- Registered since
- November 9, 1992
- Website
- www.heroldlantern.com
Firm profile
FINTRXOverview
Herold & Lantern Investments, Inc. is incorporated and registered with the SEC since 1992. Filings list the firm’s ownership as a combination of a domestic entity and an individual. The regulatory snapshot classifies the firm as “unclassified” and indicates it is not positioned as a capital allocator, not an active ESG investor, and not a pension consultant. The firm’s profile flags it as neither a multi-state adviser nor a newly formed adviser, and it is not recorded as a related adviser to another registered entity. The source data provides limited detail about the firm’s client makeup, fee schedule, or specific advisory activities.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2
Kevin Leahy
Independent ContractorCRD 1876741

Lawrence Herold
Chief Operating OfficerCRD 870531
Contacts
3 of 64
Francis Horneff
Vice PresidentCRD 2766499

Michael Bottoni
Registered Investment Advisor RepresentativeCRD 8074681
Frank Fileccia
Financial ProfessionalCRD 1040169
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Melville, NY
Suffolk
Location
Melville, NY
Headquartered in Melville, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Suffolk
- Address
- 35 Pinelawn Rd
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Accrued Equities Inc.
Broker-DealerMelville, NY
Earlybirdcapital, Inc.
Broker-DealerMelville, NY
Planned Financial Programs, Inc.
Broker-DealerMelville, NY
PCA Capital Securities, LLC
Broker-DealerMelville, NY
American Veterans Group, Pbc
Broker-DealerMelville, NY
TD Arranged Services LLC
Broker-DealerNew York, NY