Herold & Lantern Investments, Inc.

Broker-DealerFINRA MemberEst. 1992
Total AUM
Advisory reps
66
Avg account
$0

Firm details

Headquarters
Melville, New York
CRD number
30996
Registered since
November 9, 1992

Firm profile

FINTRX

Overview

Herold & Lantern Investments, Inc. is organized as a corporation and has been registered with the SEC since 1992. Public records list its owner type as a combination of a domestic entity and an individual. The firm is recorded as "Unclassified" in the available data and is not identified as a capital allocator. The profile on file indicates several negative flags about service scope: the firm is not listed as active on ESG investing, it does not report multi-state adviser status, it is not flagged as newly formed, and it is not identified as a pension consultant or a related adviser. Specifics about the firm’s client segments, fee schedules, core business activities, and advisory offerings were not provided in the source data.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

2 of 2
  • Kevin Leahy

    Kevin Leahy

    Independent ContractorCRD 1876741

  • Lawrence Herold

    Lawrence Herold

    Chief Operating OfficerCRD 870531

Contacts

3 of 64
  • Francis Horneff

    Francis Horneff

    Vice PresidentCRD 2766499

  • Michael Bottoni

    Michael Bottoni

    Registered Investment Advisor RepresentativeCRD 8074681

  • Frank Fileccia

    Financial ProfessionalCRD 1040169

Unlock 61 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Melville, NY

Suffolk

Location

Melville, NY

Headquartered in Melville, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Suffolk
Address
35 Pinelawn Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth