MOLDENHAUER & ASSOCIATES

RIASEC RegisteredEst. 2025
Total AUM
$765M
Discretionary
$765M
100% of AUM
Avg account
$390K
Accounts
1,962
Employees
15
Advisory reps
10

Firm details

Headquarters
ORCHARD PARK, New York
CRD number
337303
Registered since
September 4, 2025
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI60.37%
  • Individuals39.36%
  • Corporations / Businesses0.27%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Moldenhauer & Associates is an independent registered investment adviser organized as a corporation and owned by an individual. The firm is SEC-registered (2025) and positions itself as a capital allocator for individual and family clients. Its advisory offering covers financial planning, portfolio management for individuals and small businesses, pension consulting and manager selection. Fees are charged across multiple formats: percentage of AUM, hourly fees and fixed-fee engagements. The firm reports an active ESG investing stance and a preference for equity exposure, while also acting as a selector of third‑party managers for parts of client portfolios. Moldenhauer & Associates is not described as a multi-state adviser and emphasizes working directly with individuals and families rather than institutional mandates.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 53%, Public Funds/Mutual Funds 42%, Cash & Cash Equivalents 5%53%
  • Exchange Traded Equities53%
  • Public Funds/Mutual Funds42%
  • Cash & Cash Equivalents5%

Owners & executives

1 of 1
  • John Ring

    COOCRD 6649506

Contacts

3 of 9
  • JONATHAN DOMBROWSKI

    Financial AdvisorCRD 6326498

  • Matthew Hayes

    Financial AdvisorCRD 7126407

  • Patrick O'Connell

    Financial AdvisorCRD 6568889

Unlock 6 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 25

Active vs passive

$330M in ETFs

Passive

100%

$330M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND (VCIT)VanguardPassiveCorporate Bond$135M1,629,06240.86%

Location

Primary office

ORCHARD PARK, NY

ERIE

Location

ORCHARD PARK, NY

Headquartered in ORCHARD PARK, NY, anchoring the Buffalo-Cheektowaga-Olean, NY metro in the Northeast.

Metro area
Buffalo-Cheektowaga-Olean, NY
Region
Northeast
County
ERIE
Address
6195 W Quaker St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth