Waterford Advisors, LLC
Firm details
- Headquarters
- Orchard Park, New York
- CRD number
- 119442
- Registered since
- April 9, 2004
- Website
- waterfordadv.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI86.25%
- Individuals13.75%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Waterford Advisors, LLC is an independent registered investment adviser organized as an LLC and registered with the SEC since 2004. The firm serves individual and family clients and provides financial planning and portfolio management for individuals, small businesses and institutional/business clients. Its advisory fees include percentage-of-AUM billing alongside hourly and fixed-fee arrangements. Waterford also conducts insurance brokerage and accounting activities alongside its advisory practice. The firm does not identify as an active ESG investor and is not positioned as a capital allocator or pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities67%
- Public Funds/Mutual Funds13%
- Non-Exchange Traded Equities8%
- Cash & Cash Equivalents6%
- US Government Bonds5%
Contacts
3 of 7
Samantha Thomas
AssociateCRD 7214168
Ryan Smith
AssociateCRD 7028358
Ryan DiPasquale
Lead AdvisorCRD 6880701
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 31Active vs passive
$344M in ETFs
87%
$298M
12%
$46.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $69.7M | 93,087 | 20.26% |
Location
Orchard Park, NY
Erie
Location
Orchard Park, NY
Headquartered in Orchard Park, NY, anchoring the Buffalo-Cheektowaga-Olean, NY metro in the Northeast.
- Metro area
- Buffalo-Cheektowaga-Olean, NY
- Region
- Northeast
- County
- Erie
- Address
- 3858 N Buffalo St
- Time zone
- ET (UTC-5)
- Office locations
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