WINTHROP PARTNERS - WNY, LLC

RIASEC RegisteredEst. 2015
Total AUM
$186M
Discretionary
$184M
99% of AUM
Avg account
$617K
Accounts
302
Employees
4
Advisory reps
5

Firm details

Headquarters
BUFFALO, New York
CRD number
282100
Registered since
December 15, 2015
Custodians
RAYMOND JAMES & ASSOCIATES, INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI69.34%
  • Individuals30.66%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Winthrop Partners - Wny, LLC is an independent registered investment adviser organized as an LLC and registered with the SEC since 2015. The firm is owned by an individual and serves both individual/family clients and institutional clients. Its advisory services include financial planning, portfolio management for individuals and small businesses, pension consulting services and educational workshops. Winthrop charges a mix of fee schedules—asset-based fees, hourly fees and fixed-fee arrangements—and is not identified as a capital allocator. The firm does not position itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 53%, Public Funds/Mutual Funds 42%, Cash & Cash Equivalents 5%53%
  • Exchange Traded Equities53%
  • Public Funds/Mutual Funds42%
  • Cash & Cash Equivalents5%

Owners & executives

1 of 1
  • KELLY CHRISTOPHER

    Chief Compliance OfficerCRD 6000499

Contacts

3 of 4
  • RYAN CARNEY

    Managing DirectorCRD 6559045

  • THOMAS SAUNDERS

    Managing MemberCRD 2854359

  • ROBERT WERNER

    Managing DirectorCRD 4910211

Unlock 1 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 24

Active vs passive

$87.5M in ETFs

Passive

100%

$87.5M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE MSCI TOTAL INTERNATIONAL STOCK ETF (IXUS)BlackRockPassiveForeign Large Blend$8.6M99,0319.80%

Location

Primary office

BUFFALO, NY

ERIE

Location

BUFFALO, NY

Headquartered in BUFFALO, NY, anchoring the Buffalo-Cheektowaga-Olean, NY metro in the Northeast.

Metro area
Buffalo-Cheektowaga-Olean, NY
Region
Northeast
County
ERIE
Address
295 Main St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth