Mainline West Municipal Securities LLC

Broker-DealerFINRA MemberEst. 2008
Total AUM
Advisory reps
5
Avg account
$0

Firm details

Headquarters
Denver, Colorado
CRD number
148020
Registered since
December 3, 2008

Firm profile

FINTRX

Overview

Mainline West Municipal Securities LLC is organized as a limited liability company and first registered with the SEC in 2008. Public filings provide very limited detail about the firm's business model: its owner type is listed as a domestic entity/individual and its regulatory classification is “unclassified.” The record does not describe specific advisory or brokerage activities, client segments, or fee arrangements. Regulatory data flag the firm as not acting as a capital allocator and not identifying as an active ESG investor. It is not reported as a multi-state adviser, a pension consultant, or a related adviser. Beyond those checklist items, the firm has not provided narrative disclosures about its services, investment approach, or target clients.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Anthony Caselli

    Anthony Caselli

    Chief Financial OfficerCRD 6518684

Contacts

3 of 4
  • Craig Diruzzo

    Craig Diruzzo

    SalesCRD 4075226

  • Michael Maciolek

    Michael Maciolek

    Portfolio ManagerCRD 1931206

  • Paul Dannenhauer

    Paul Dannenhauer

    Senior Vice PresidentCRD 2126188

Unlock 1 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Denver, CO

Denver

Location

Denver, CO

Headquartered in Denver, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
Denver
Address
2237 W 30th Ave
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth