M&Co Securities LLC

Broker-DealerFINRA MemberEst. 2025
Total AUM
—
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Dallas, Texas
CRD number
332390
Registered since
February 10, 2025

Firm profile

FINTRX

Overview

M&Co Securities LLC is organized as a limited liability company and is listed as SEC-registered in 2025. Ownership is attributed to a combination of a domestic entity and individual owners. The firm’s classification is recorded as unclassified. It is not identified as a capital allocator, is not an active ESG investor, and is not described as a pension consultant or related adviser. Several standard disclosure fields — including the firm’s stated business activities, advisory offerings, client segmentation, and fee structure — are not provided in the source data. The record also indicates the firm is not a multi-state adviser and is not flagged as newly formed, despite the recent SEC registration date. The absence of more detailed operational or investment information in the filing limits what can be said about the firm’s investment philosophy or target client types.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Richard Zack

    Richard Zack

    Chief Compliance Officer & General CounselCRD 2651386

  • Kamal Jafarnia

    Kamal Jafarnia

    Chief Compliance OfficerCRD 2890436

  • Roszell Mack

    Roszell Mack

    Founder, CEO and Managing PartnerCRD 2386014

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Dallas, TX

Dallas

Location

Dallas, TX

Headquartered in Dallas, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
Dallas
Address
At Old Parkland East Maple Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth