Smith Capital Markets, LLC

Broker-DealerFINRA MemberEst. 2003
Total AUM
Advisory reps
5
Avg account
$0

Firm details

Headquarters
Dallas, Texas
CRD number
121430
Registered since
January 3, 2003

Firm profile

FINTRX

Overview

Smith Capital Markets, LLC is organized as a limited liability company and has been SEC-registered since 2003. FINTRX lists the owner type as a domestic entity/individual and classifies the firm as unclassified. The record contains minimal operational detail: advisory activities, client types, fee arrangements and specific business lines are not provided. The profile indicates the firm does not act as a capital allocator and is not flagged as an active ESG investor, multi-state adviser, pension consultant, or related adviser.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 5
  • Thad Smith

    Managing DirectorCRD 4386078

  • Donald Sterling

    OwnerCRD 1192425

  • Stephen Smith

    Managing MemberCRD 428986

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Dallas, TX

Dallas

Location

Dallas, TX

Headquartered in Dallas, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
Dallas
Address
8333 Douglas Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth