Smith Capital Markets, LLC

Broker-DealerFINRA MemberEst. 2003
Total AUM
—
Advisory reps
5
Avg account
$0

Firm details

Headquarters
Dallas, Texas
CRD number
121430
Registered since
January 3, 2003

Firm profile

FINTRX

Overview

Smith Capital Markets, LLC is organized as a limited liability company and has been registered with the SEC since 2003. Publicly available dataset classifies the firm as unclassified and indicates ownership by a domestic entity and an individual. The firm is not listed as a capital allocator, is not flagged as an active ESG investor, and is not designated a multi-state adviser or a pension consultant. The dataset contains no discrete entries for the firm’s fee schedule, advisory offerings, or the types of clients it serves.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 5
  • Thad Smith

    Managing DirectorCRD 4386078

  • Stephen Smith

    Managing MemberCRD 428986

  • Cynthia Murdock

    Cynthia Murdock

    Managing DirectorCRD 1417122

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Dallas, TX

Dallas

Location

Dallas, TX

Headquartered in Dallas, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
Dallas
Address
8333 Douglas Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth