Apex Clearing Corporation

Broker-DealerFINRA MemberEst. 1979
Total AUM
Advisory reps
262
Avg account
$0

Firm details

Headquarters
Dallas, Texas
CRD number
13071
Registered since
February 27, 1979

Firm profile

FINTRX

Overview

Apex Clearing Corporation is organized as a corporation and has been SEC-registered since 1979. The firm's reported ownership is a mix of a domestic entity and an individual. In the dataset it is classified as "Unclassified" rather than under a specific adviser type. The record indicates a number of regulatory and operational flags: the firm is not identified as a capital allocator, not marked as an active ESG investor, not a multi-state adviser, not newly formed, and it is not listed as a pension consultant or a related adviser. The source does not provide descriptions of business activities, advisory services, client segments, or fee structure.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 8
  • Robert Tourney

    Robert Tourney

    Chief Compliance OfficerCRD 6251742

  • William Capuzzi

    William Capuzzi

    Chief Executive OfficerCRD 4323894

  • William Brennan

    William Brennan

    Chief Administrative OfficerCRD 2447538

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Contacts

3 of 254
  • Emily Robb

    Emily Robb

    ManagerCRD 7391058

  • Ruben Meza

    Ruben Meza

    Senior SpecialistCRD 4731364

  • Agnieszka Brody

    Agnieszka Brody

    Director of ProductCRD 5355813

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

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Awards

FINTRX

Location

Primary office

Dallas, TX

Dallas

Location

Dallas, TX

Headquartered in Dallas, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
Dallas
Address
350 N Saint Paul St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth