Futu Clearing Inc

Broker-DealerFINRA MemberEst. 2019
Total AUM
—
Advisory reps
44
Avg account
$0

Firm details

Headquarters
Dallas, Texas
CRD number
298769
Registered since
May 28, 2019

Firm profile

FINTRX

Overview

Futu Clearing Inc. is organized as a corporation and first registered with the SEC in 2019. Ownership is listed as a combination of a domestic entity and an individual. In the available dataset the firm is classified as “unclassified” and is not identified as a capital allocator. It also does not report being an active ESG investor, a multistate adviser, a pension consultant, or a related adviser. Public disclosures in the source are sparse about the firm’s advisory services, target clients, or investment approach. The name and the profile elements suggest a business orientation toward intermediary or clearing activities rather than traditional asset-management or fiduciary wealth management, but the dataset does not detail specific lines of advisory business.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Glen Stifelman

    Glen Stifelman

    Chief Compliance OfficerCRD 1699013

  • Patrick Kelly

    Patrick Kelly

    Chief Operating OfficerCRD 3126322

Contacts

3 of 42
  • Alex Catarroja

    Alex Catarroja

    Senior Compliance DirectorCRD 4151962

  • Ray Huie

    Ray Huie

    Senior Compliance ManagerCRD 2896149

  • Richard Jablonski

    Richard Jablonski

    Vice PresidentCRD 2916358

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Dallas, TX

Dallas

Location

Dallas, TX

Headquartered in Dallas, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
Dallas
Address
12750 Merit Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth