LITTLEJOHN FINANCIAL SERVICES INC

RIASEC RegisteredEst. 2021
Total AUM
$171M
Discretionary
$171M
100% of AUM
Avg account
$139K
Accounts
1,236
Employees
8
Advisory reps
4

Firm details

Headquarters
ROSEBURG, Oregon
CRD number
155113
Registered since
April 26, 2021
Custodians
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals58.39%
  • HNWI36.99%
  • Charitable Organizations2.52%
  • Pension & Profit Sharing Plans2.1%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Littlejohn Financial Services Inc is an independent, SEC-registered RIA that provides advisory services to both individual/family clients and institutional accounts. The firm is organized as a corporation and is owner-operated. It delivers financial planning and portfolio management across households, small businesses and institutions, and also offers pension consulting and educational seminars. Fee arrangements include percentage-of-AUM agreements as well as hourly and fixed-fee engagements. The adviser is not positioned as a capital allocator and does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 84%, Public Funds/Mutual Funds 9%, Cash & Cash Equivalents 6%, Investment Grade Corp Bonds 1%84%
  • Exchange Traded Equities84%
  • Public Funds/Mutual Funds9%
  • Cash & Cash Equivalents6%
  • Investment Grade Corp Bonds1%

Owners & executives

1 of 1
  • FRED LITTLEJOHN

    Principal and Chief Executive OfficerCRD 4322183

Contacts

3 of 3
  • JUSTIN BRUGGEMAN

    Associate AdvisorCRD 6450779

  • WESLEY HOLT

    Investment Advisor RepresentativeCRD 5761795

  • Matthew Dickson

    Associate AdvisorCRD 7379964

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 27

Active vs passive

$82.6M in ETFs

Passive

93%

$76.7M

Active

6%

$5.9M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES IBONDS 2026 TERM HIGH YIELD AND INCOME ETF (IBHF)BlackRockPassiveHigh Yield Bond$13.7M597,95216.61%

Location

Primary office

ROSEBURG, OR

DOUGLAS

Location

ROSEBURG, OR

Headquartered in ROSEBURG, OR, in the West of the United States.

Region
West
County
DOUGLAS
Address
2000 W Harvard Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth