DJ FINANCIAL

Overview

DJ Financial operates as a single-owner independent RIA structured as a sole proprietorship that serves individual and family clients. The firm combines accounting services with financial planning and portfolio management for individuals and small businesses. Its advisory model is modest in scale and centered on fee-for-service arrangements, charging a percentage of assets under management and hourly fees for planning work. Investment activity tilts toward equities, with a clear preference for non-exchange-traded equity positions. The firm manages client portfolios directly on a discretionary basis and appears to emphasize concentrated equity exposure rather than broad institutional-style diversification. DJ Financial is not positioned as an ESG specialist, does not act as a pension consultant, and does not operate as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices