Linden Thomas And Company Securities, LLC

Broker-DealerFINRA MemberEst. 2018
Total AUM
Advisory reps
15
Avg account
$0

Firm details

Headquarters
Charlotte, North Carolina
CRD number
290244
Registered since
May 11, 2018

Firm profile

FINTRX

Overview

Linden Thomas And Company Securities, LLC is a limited liability company that registered with the SEC in 2018. Ownership is listed as a combination of a domestic entity and an individual. The firm is categorized as unclassified in the available records. Public disclosures indicate a narrow profile of regulatory and activity flags: it does not identify as a capital allocator, is not designated an active ESG investor, does not operate as a multi-state adviser, and is not flagged as a pension consultant or related adviser. The firm did not provide details about its advisory activities, client segments, or fee arrangements in the supplied data.

Assets & Accounts

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • Michael Segal

    Michael Segal

    Chief Operating OfficerCRD 1811436

Contacts

3 of 14
  • Nick Stockdale

    Nick Stockdale

    Registered RepresentativeCRD 5733846

  • Clark Tucker

    Clark Tucker

    Managing DirectorCRD 1977842

  • Stephen Thomas

    Stephen Thomas

    Managing PrincipalCRD 1789031

Unlock 11 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Charlotte, NC

Mecklenburg

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
Mecklenburg
Address
516 N Tryon St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth