Lifesteps Financial
Firm details
- Headquarters
- Claremont, California
- CRD number
- 153852
- Registered since
- June 22, 2010
- Website
- www.lifestepsfinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI61.66%
- Individuals34.83%
- Corporations / Businesses3.51%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Lifesteps Financial is an independent registered investment adviser organized as a corporation and operating since 2010. The firm manages portfolios for individuals, families and institutional clients and provides financial planning, discretionary portfolio management for both individuals/small businesses and for businesses or institutions, and the selection of other advisers. Its fee model combines asset-based fees with fixed-fee engagements. Lifesteps identifies as a capital allocator and does not list ESG investing as an active focus.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds41%
- Exchange Traded Equities23%
- State & Local Bonds18%
- Cash & Cash Equivalents17%
- Other1%
Contacts
3 of 6Marylynn Ford
AnalystCRD 6027933
M'lissa Swift
Financial PlannerCRD 7220761
Henry Ford
FounderCRD 2697895
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 43Active vs passive
$109M in ETFs
93%
$101M
3%
$8.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $23.6M | 36,235 | 21.60% |
Location
Claremont, CA
Los Angeles
Location
Claremont, CA
Headquartered in Claremont, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Los Angeles
- Address
- 250 W 1st St
- Time zone
- PT (UTC-8)
- Office locations
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