Lifesteps Financial
Firm details
- Headquarters
- Claremont, California
- CRD number
- 153852
- Registered since
- June 22, 2010
- Website
- www.lifestepsfinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI61.66%
- Individuals34.83%
- Corporations / Businesses3.51%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Lifesteps Financial is an independent registered investment adviser that describes itself as a capital allocator to both individual/family and institutional clients. The firm provides financial planning and portfolio management for individuals, small businesses and institutional accounts, and it also performs selection-of-other-advisers work. Lifesteps Financial charges a combination of percentage-of-AUM and fixed fees. It is registered with the SEC (registration recorded in 2010) and is structured as a corporation owned by an individual.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds41%
- Exchange Traded Equities23%
- State & Local Bonds18%
- Cash & Cash Equivalents17%
- Other1%
Owners & executives
1 of 1
Henry Ford
Founder, Chief Executive OfficerCRD 2697895
Contacts
3 of 6
M'lissa Swift
Financial PlannerCRD 7220761
Marylynn Ford
AnalystCRD 6027933
Jorden Bastien
Senior AdvisorCRD 6064289
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 60Active vs passive
$159M in ETFs
86%
$137M
9%
$22.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $31M | 41,878 | 19.48% |
Location
Claremont, CA
Los Angeles
Location
Claremont, CA
Headquartered in Claremont, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Los Angeles
- Address
- 250 W 1st St
- Time zone
- PT (UTC-8)
- Office locations
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