Level Four Advisory Services

RIASEC Registered

Total AUM

$6.5B

Discretionary

$5.9B

90% of AUM

Avg account

$416K

Accounts

15,720

Employees

136

Advisory reps

145

Firm details

Headquarters: Dallas, Texas
CRD number: 134086
Registered since: March 3, 2006
Website: www.levelfourgroup.com
Custodians: RAYMOND JAMES & ASSOCIATES, INC., CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: HNWI49.02%
Individuals23.81%
Pension & Profit Sharing Plans21.98%
Corporations / Businesses4.33%
Charitable Organizations0.86%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Level Four Advisory Services is an SEC-registered limited liability company formed in 2006 that serves both individual/family and institutional clients. The firm functions as a capital allocator, selecting third-party managers and offering a mix of advisory services including financial planning, discretionary portfolio management for individuals and businesses, pension consulting, selection of other advisers, and educational workshops. Its fee arrangements include percentage-of-AUM billing as well as hourly and fixed-fee engagements. Level Four lists affiliations across the financial ecosystem—broker-dealers, registered municipal advisors, trust companies, banks, accountants and insurance firms—indicating a model that coordinates external providers as part of client solutions. The firm is not identified as an active ESG investor.