Level Four Advisory Services

RIASEC Registered
Total AUM
$6.5B
Discretionary
$5.9B
90% of AUM
Avg account
$416K
Accounts
15,720
Employees
136
Advisory reps
141

Firm details

Headquarters
Dallas, Texas
CRD number
134086
Registered since
March 3, 2006
Custodians
RAYMOND JAMES & ASSOCIATES, INC., CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types
  • HNWI49.02%
  • Individuals23.81%
  • Pension & Profit Sharing Plans21.98%
  • Corporations / Businesses4.33%
  • Charitable Organizations0.86%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Level Four Advisory Services is an independent registered investment adviser organized as an LLC that has been SEC-registered since 2006. The firm positions itself as a capital allocator serving individual and family clients as well as institutional investors. Its advisory services include financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selection of other advisers, pension consulting, and educational workshops. Fee arrangements are flexible and include percentage-of-AUM billing alongside hourly and fixed-fee engagements. Level Four lists a range of industry relationships—broker‑dealer, other investment advisers, registered municipal advisor, bank/thrift, trust company, accountant, and insurance company—that support multi-product client solutions. The firm does not identify as an ESG-focused investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 49%, Public Funds/Mutual Funds 37%, Cash & Cash Equivalents 8%, State & Local Bonds 4%, US Government Bonds 1%, Investment Grade Corp Bonds 1%49%
  • Exchange Traded Equities49%
  • Public Funds/Mutual Funds37%
  • Cash & Cash Equivalents8%
  • State & Local Bonds4%
  • US Government Bonds1%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 501

Active vs passive

$1.7B in ETFs

Passive

69%

$1.2B

Active

23%

$532M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)InvescoPassiveLarge Growth$101M136,9045.85%

Location

Primary office

Dallas, TX

Dallas

Location

Dallas, TX

Headquartered in Dallas, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
Dallas
Address
12400 Coit Rd
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth