Legal Advantage Investments, Inc.
Firm details
- Headquarters
- ,
- CRD number
- 118131
- Registered since
- July 23, 2020
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI97.63%
- Charitable Organizations1.55%
- Individuals0.83%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Legal Advantage Investments, Inc. is an independent, corporation‑structured registered investment adviser that began SEC registration in 2020 and is owned by an individual. The firm serves primarily individual and family clients and delivers financial planning and portfolio management for individuals and small businesses. Its fee arrangements include asset‑based fees, hourly charges, and fixed fees. Public filings indicate a preference for equity exposure and the use of third‑party managers for select alternative strategies. The firm does not characterize itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities77%
- Cash & Cash Equivalents11%
- Non-Exchange Traded Equities6%
- Public Funds/Mutual Funds2%
- Other2%
Contacts
2 of 2
Karen Ammer
Corporate SecretaryCRD 6927729
David Spector
Founder and PresidentCRD 2303120
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 1Active vs passive
$5.2M in ETFs
100%
$5.2M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI) | Vanguard | Passive | Large Blend | $5.2M | 14,049 | 100.00% |
Location
, null
Location
, null
Headquartered in , null.
- Office locations
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