Charter Research & Investment Group Inc
Firm details
- Headquarters
- Southport, Connecticut
- CRD number
- 106452
- Registered since
- September 28, 1990
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI83.7%
- Individuals14.05%
- Charitable Organizations1.68%
- Pension & Profit Sharing Plans0.45%
- Corporations / Businesses0.12%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Charter Research & Investment Group Inc. is an independent registered investment adviser, organized as a corporation and on the SEC register since 1990. The firm is owner-operated and concentrates on individual and family clients, offering financial planning and portfolio management for individuals and small businesses. Its fees are a mix of percentage-of-AUM and fixed-fee arrangements. Charter does not position itself as a capital allocator or pension consultant, and it is not reported to be an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities66%
- State & Local Bonds13%
- Cash & Cash Equivalents11%
- Investment Grade Corp Bonds6%
- US Government Bonds2%
Contacts
3 of 4Paula Luciani
FounderCRD 1705680
Michael Grennan
SENIOR SECURITIES ANALYSTCRD 2326213
William Dunn
SENIOR SECURITIES ANALYSTCRD 4670712
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 16Active vs passive
$26.2M in ETFs
99%
$25.9M
1%
$262K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $4.5M | 6,007 | 17.14% |
Location
Southport, CT
Fairfield
Location
Southport, CT
Headquartered in Southport, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Fairfield
- Address
- 2507 Post Rd
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Southport Station Financial Management, LLC
RIASouthport, CT
5th Street Advisors, LLC
RIASouthport, CT
Stormfield Capital, LLC
RIASouthport, CT
B Side Partners, LLC
RIASouthport, CT
Fremont Wealth Management, LP
RIASouthport, CT
Apex Capital Management (New York) LLC
RIASouthport, CT