Charter Research & Investment Group Inc

RIASEC Registered

Total AUM

$275M

Discretionary

$275M

100% of AUM

Avg account

$775K

Accounts

355

Employees

3

Advisory reps

4

Firm details

Headquarters: Southport, Connecticut
CRD number: 106452
Registered since: September 28, 1990
Website: www.charterinvestmentgroup.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI83.7%
Individuals14.05%
Charitable Organizations1.68%
Pension & Profit Sharing Plans0.45%
Corporations / Businesses0.12%
Services: Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Charter Research & Investment Group Inc. is an independent RIA serving individuals and families. It provides financial planning and portfolio management for individuals and small businesses, charging percentage-of-assets and fixed fees. The firm has been registered with the SEC since 1990.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities66%
State & Local Bonds13%
Cash & Cash Equivalents11%
Investment Grade Corp Bonds6%
US Government Bonds2%

Owners & executives

Contacts

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 16

Active vs passive

$25.2M in ETFs

Passive

99%

$25M

Active

1%

$227K

ETF	Provider	Style	Category	Value	Shares	% of portfolio
SPDR S&P 500 ETF TRUST (SPY)	State Street	Passive	Large Blend	$4.6M	6,021	18.20%

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Primary office

Southport, CT

Fairfield

Location

Southport, CT

Headquartered in Southport, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area: New York-Newark, NY-NJ-CT-PA
Region: Northeast
County: Fairfield
Address: 2507 Post Rd
Time zone: ET (UTC-5)
Office locations

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