O'CONNOR FINANCIAL GROUP LLC

RIASEC RegisteredEst. 2022
Total AUM
$275M
Discretionary
$272M
99% of AUM
Avg account
$259K
Accounts
1,062
Employees
6
Advisory reps
3

Firm details

Headquarters
QUINCY, Illinois
CRD number
168636
Registered since
May 27, 2022
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Individuals55.14%
  • HNWI44.68%
  • Corporations / Businesses0.18%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

O'Connor Financial Group LLC is an independent registered investment adviser structured as a limited liability company and began SEC registration in 2022. The firm primarily serves individual and family clients and operates as a capital allocator, offering portfolio management, financial planning, selection of third‑party advisers, and educational workshops. It also operates as an insurance broker and charges clients on an asset‑based and fixed‑fee basis. The firm does not present itself as an ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 90%, Exchange Traded Equities 6%, Cash & Cash Equivalents 4%90%
  • Public Funds/Mutual Funds90%
  • Exchange Traded Equities6%
  • Cash & Cash Equivalents4%

Contacts

3 of 3
  • TIMOTHY OCONNOR

    Founder & Senior AdvisorCRD 2195907

  • JACKSON O'CONNOR

    AdvisorCRD 6405849

  • DANIEL WESTERGAARD

    AdvisorCRD 6223389

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 46

Active vs passive

$272M in ETFs

Passive

56%

$152M

Active

37%

$120M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD 500 INDEX FUND (VOO)VanguardPassiveLarge Blend$26.5M44,4279.74%

Location

Primary office

QUINCY, IL

ADAMS

Location

QUINCY, IL

Headquartered in QUINCY, IL, anchoring the Quincy-Hannibal, IL-MO metro in the Midwest.

Metro area
Quincy-Hannibal, IL-MO
Region
Midwest
County
ADAMS
Address
511 Maine St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth