SIGNATURE FINANCIAL SERVICES, LTD

RIASEC RegisteredEst. 2005
Total AUM
$274M
Discretionary
$241M
88% of AUM
Avg account
$542K
Accounts
506
Employees
12
Advisory reps
12

Firm details

Headquarters
ARLINGTON HEIGHTS, Illinois
CRD number
123729
Registered since
May 27, 2005
Custodians
PERSHING LLC, SEI INVESTMENTS DISTRIBUTION CO., AMERICAN FUNDS & TRUSTS INCORPORATED
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI60.64%
  • Individuals26.28%
  • Pension & Profit Sharing Plans12.11%
  • Corporations / Businesses0.97%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Signature Financial Services, Ltd is an independent registered investment adviser that has been SEC-registered since 2005. The firm is organized as a corporation and appears to be owned by a domestic entity and an individual. It serves both individual and family clients as well as institutional and business accounts. Advisory services emphasize financial planning and portfolio management for individuals, small businesses, and institutions. Compensation models include asset-based fees, hourly charges, and fixed-fee engagements. Signature does not position itself as a capital allocator and is not identified as an active ESG investor.

Assets & Accounts

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 76%, Cash & Cash Equivalents 9%, Investment Grade Corp Bonds 8%, Exchange Traded Equities 4%, US Government Bonds 2%, Other 1%76%
  • Public Funds/Mutual Funds76%
  • Cash & Cash Equivalents9%
  • Investment Grade Corp Bonds8%
  • Exchange Traded Equities4%
  • US Government Bonds2%

Owners & executives

1 of 1
  • TIMOTHY OLMSTEAD

    Chief Compliance OfficerCRD 1847213

Contacts

3 of 11
  • SUSAN SZALCZYNSKI

    Registered RepresentativeCRD 4019996

  • THOMAS BRODERICK

    Registered RepresentativeCRD 4229933

  • MARVIN REINGLASS

    Registered RepresentativeCRD 4085785

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

ARLINGTON HEIGHTS, IL

COOK

Location

ARLINGTON HEIGHTS, IL

Headquartered in ARLINGTON HEIGHTS, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
COOK
Address
855 E Golf Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth