Legacy Wealth Management, LLC

RIASEC Registered
Total AUM
$2.7B
Discretionary
$2.5B
95% of AUM
Avg account
$569K
Accounts
4,667
Employees
22
Advisory reps
17

Firm details

Headquarters
Memphis, Tennessee
CRD number
108619
Registered since
December 23, 1982
Website
www.legacywealth.com
Custodians
CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI77.57%
  • Individuals12.14%
  • Corporations / Businesses8.94%
  • Charitable Organizations0.83%
  • Pension & Profit Sharing Plans0.28%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Legacy Wealth Management, LLC is an independent, individual-owned registered investment adviser that has been registered with the SEC since 1982. The firm acts as a capital allocator for both individual/family and institutional clients, charging either a percentage of assets under management or fixed fees. Core service lines include financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and educational seminars or workshops. Legacy does not identify as an active ESG investor. The firm has received third-party recognition: named among the Financial Times’ Top 300 RIA Firms (2020), included on FA Magazine’s Top RIA Firms list (2020), and listed by CNBC among the Top 100 Financial Advisory Firms in 2020 and 2021.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 67%, Non-Exchange Traded Equities 13%, State & Local Bonds 9%, Other 5%, US Government Bonds 2%, Investment Grade Corp Bonds 2%, Cash & Cash Equivalents 2%67%
  • Exchange Traded Equities67%
  • Non-Exchange Traded Equities13%
  • State & Local Bonds9%
  • Other5%
  • US Government Bonds2%

Owners & executives

3 of 3
  • Lawrence Epperly

    Lawrence Epperly

    CIO, Portfolio ManagementCRD 6833223

  • Duncan Miller

    Duncan Miller

    President, CEOCRD 4746410

  • Cathy Simmons

    Cathy Simmons

    Chief Compliance OfficerCRD 2199965

Contacts

3 of 14
  • Wallace Hope

    Wallace Hope

    Director of Research and Trading, ShareholderCRD 4216907

  • Robin Sievers

    Robin Sievers

    Director of Client Service, ShareholderCRD 4260516

  • Nathan Powell

    Nathan Powell

    ShareholderCRD 6288682

Unlock 11 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 30

Active vs passive

$1.9B in ETFs

Passive

78%

$1.5B

Active

22%

$414M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$438M572,15723.10%
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Location

Primary office

Memphis, TN

Shelby

Location

Memphis, TN

Headquartered in Memphis, TN, anchoring the Memphis-Forrest City, TN-MS-AR metro in the South.

Metro area
Memphis-Forrest City, TN-MS-AR
Region
South
County
Shelby
Address
1715 Aaron Brenner Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth