LEFT BRAIN WEALTH MANAGEMENT, LLC

RIASEC RegisteredEst. 2018

Total AUM

$340M

Discretionary

$340M

100% of AUM

Avg account

$478K

Accounts

712

Employees

Advisory reps

Firm details

Headquarters: NAPERVILLE, Illinois
CRD number: 170348
Registered since: May 21, 2018
Website: www.leftbrainwm.com
Custodians: CHARLES SCHWAB & CO., INC., INTERACTIVE BROKERS LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
Client types: HNWI82.93%
Individuals11.22%
Pooled Investment Vehicles5.85%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Left Brain Wealth Management, LLC is an independent registered investment adviser organized as an LLC and operating since 2018. The firm serves both individual and institutional clients and is owned by an individual principal. Its advisory work spans financial planning, portfolio management for individuals and small businesses, management of pooled investment vehicles, and client education through publications and seminars. Left Brain also conducts broker-dealer registered representative activity and offers other financial-product sales. The firm charges a mix of fee types — percentage of assets under management as well as hourly, fixed, and performance-based arrangements — allowing flexibility across different client relationships and product structures. ESG is not highlighted as an investment focus.