Left Brain Wealth Management, LLC

RIASEC Registered

Total AUM

$340M

Discretionary

$340M

100% of AUM

Avg account

$478K

Accounts

712

Employees

Advisory reps

Firm details

Headquarters: Naperville, Illinois
CRD number: 170348
Registered since: May 21, 2018
Website: www.leftbrainwm.com
Custodians: CHARLES SCHWAB & CO., INC., INTERACTIVE BROKERS LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
Client types: HNWI82.93%
Individuals11.22%
Pooled Investment Vehicles5.85%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Left Brain Wealth Management, LLC is an independent registered investment adviser that entered SEC registration in 2018. The firm operates as a limited liability company owned by an individual and serves both individuals/families and institutional clients. Its advisory menu includes financial planning, discretionary portfolio management for individuals, small businesses and pooled investment vehicles, plus publication of periodicals and delivery of educational seminars and workshops. Left Brain also maintains broker-dealer representative activities and sells other financial products. Fee arrangements are flexible and include percentage-of-AUM, hourly, fixed, and performance-based structures. The firm does not identify as an active ESG investor.