LAKEWOOD ASSET MANAGEMENT, LLC

RIASEC RegisteredEst. 2018
Total AUM
$249M
Discretionary
$229M
92% of AUM
Avg account
$681K
Accounts
365
Employees
5
Advisory reps
4

Firm details

Headquarters
NAPERVILLE, Illinois
CRD number
174887
Registered since
July 19, 2018
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI90.28%
  • Individuals9.26%
  • Charitable Organizations0.46%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Lakewood Asset Management, LLC is an independent registered investment adviser organized as an LLC and SEC-registered in 2018. The firm serves both individual and family clients as well as institutional clients, delivering financial planning and portfolio management services with a fee model that combines a percentage of assets under management and fixed fees. The firm's snapshot flags it as a domestic entity/individual ownership structure and indicates it is not classified as an active ESG investor or a pension consultant. The snapshot also lists “Multi State Adviser: No,” even though office location data (below) shows operations in more than one state.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 66%, Public Funds/Mutual Funds 27%, US Government Bonds 4%, Cash & Cash Equivalents 3%66%
  • Exchange Traded Equities66%
  • Public Funds/Mutual Funds27%
  • US Government Bonds4%
  • Cash & Cash Equivalents3%

Contacts

3 of 4
  • TODD MICK

    Founder & Managing PartnerCRD 4942159

  • BROOKS CALL

    Managing PartnerCRD 2735054

  • Catherine Lannan

    Investment AdvisorCRD 7459604

Unlock 1 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

NAPERVILLE, IL

DU PAGE

Location

NAPERVILLE, IL

Headquartered in NAPERVILLE, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
DU PAGE
Address
225 W Jefferson Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth