RAI Wealth

RIASEC RegisteredEst. 2023

Total AUM

$531M

Discretionary

$473M

89% of AUM

Avg account

$435K

Accounts

1,220

Employees

Advisory reps

Firm details

Headquarters: NAPERVILLE, Illinois
CRD number: 324695
Registered since: April 5, 2023
Website: www.raiwealth.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees, Commissions
Client types: HNWI67.45%
Individuals16.54%
Pension & Profit Sharing Plans10.89%
Charitable Organizations4.37%
Corporations / Businesses0.75%
Services: Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

RAI Wealth LLC is an independent registered investment adviser formed in 2023 that advises both individuals/families and institutional clients. The firm combines fee-based portfolio management with brokerage and insurance capabilities—acting as a registered representative of a broker-dealer and as an insurance broker—allowing it to blend advisory programs, commissionable products and fixed-fee engagements. Advisory services emphasize financial planning, portfolio management for individuals and small businesses, and pension consulting for institutional clients. Investment activity centers on public-market instruments, with a clear preference for pooled vehicles (mutual funds and ETFs) as the core implementation tools. The firm is not an active ESG investor and does not present as a multi-state adviser. RAI Wealth uses a mix of percentage-of-AUM fees, fixed fees and commissions, which supports serving a mix of household and institutional needs and permits tailored fee arrangements for different account types.