RAI Wealth
Firm details
- Headquarters
- Naperville, Illinois
- CRD number
- 324695
- Registered since
- April 5, 2023
- Website
- www.raiwealth.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees, Commissions
- Client types
- HNWI67.45%
- Individuals16.54%
- Pension & Profit Sharing Plans10.89%
- Charitable Organizations4.37%
- Corporations / Businesses0.75%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
RAI Wealth is an independent, individual-owned registered investment adviser that began its SEC registration in 2023. The firm serves both individual and family clients alongside institutional relationships, offering financial planning, portfolio management for individuals and small businesses, and pension consulting services. Its business model blends advisory work with broker-dealer and insurance distribution roles — the firm operates as a registered representative of a broker-dealer and as an insurance broker. Fees are charged via a mix of percentage-of-AUM, fixed fees, and commissions. RAI Wealth is not identified as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds79%
- Exchange Traded Equities10%
- Cash & Cash Equivalents9%
- US Government Bonds1%
- State & Local Bonds1%
Owners & executives
2 of 2
Melissa Imbrogno
Partner, COOCRD 5651851
Tyler Jones
Chief Investment OfficerCRD 6677737
Contacts
3 of 4
William West
Partner, Wealth AdvisorCRD 6219999
Gregory Aagaard
Partner, Wealth AdvisorCRD 4993109
Scott Brown
Managing PartnerCRD 5608638
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 96Active vs passive
$426M in ETFs
89%
$380M
7%
$45.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $78.2M | 102,068 | 18.37% |
Location
Naperville, IL
Du Page
Location
Naperville, IL
Headquartered in Naperville, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Du Page
- Address
- 1700 Park St
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
Dhjj Financial Advisors
RIANaperville, IL
Stenger Family Office, LLC
RIANaperville, IL
Intentgen Financial Partners
RIANaperville, IL
Windrock Wealth Management
RIANaperville, IL
Left Brain Wealth Management, LLC
RIANaperville, IL
Fiduciary Financial Partners, LLC
RIANaperville, IL