KWK MANAGEMENT LLC

RIASEC RegisteredEst. 2005
Total AUM
$263M
Discretionary
$263M
100% of AUM
Avg account
$87.5M
Accounts
3
Employees
7
Advisory reps
4

Firm details

Headquarters
HOUSTON, Texas
CRD number
131097
Registered since
December 8, 2005
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

KWK Management LLC is a privately held, SEC-registered investment manager formed in 2005 and structured as an LLC under individual ownership. The firm operates as a hedge fund manager and is registered to perform CPO/CTA activities, focusing on portfolio management for pooled investment vehicles. Its typical clients are institutional investors and the firm serves as sponsor, general partner, and managing member for the funds it manages. Compensation is a combination of a percentage-of-assets fee and performance-based fees. KWK does not identify as an active ESG investor and it does not operate as a multi-state adviser or pension consultant.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • CAROL WEISS

    Chief Compliance OfficerCRD 2474508

Contacts

3 of 3
  • KURTIS KUPIEC

    Principal & PresidentCRD 1370007

  • KRAIG KUPIEC

    Managing MemberCRD 2801610

  • DOUGLAS BROWN

    PresidentCRD 1018413

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

HOUSTON, TX

HARRIS

Location

HOUSTON, TX

Headquartered in HOUSTON, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
HARRIS
Address
3033 W Alabama St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth