A3 CAPITAL ADVISORS

RIASEC RegisteredEst. 2025
Total AUM
$227M
Discretionary
$227M
100% of AUM
Avg account
$3.6M
Accounts
63
Employees
2
Advisory reps
2

Firm details

Headquarters
HOUSTON, Texas
CRD number
338956
Registered since
November 19, 2025
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • HNWI100%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

A3 Capital Advisors is a limited liability company that provides portfolio management primarily for individuals and small businesses. The firm is owned by an individual and serves a client base focused on retail and family relationships. Its fee arrangements include asset-based fees, fixed fees, and performance-linked fees. The adviser does not identify as an active ESG investor and is not registered as a multi-state adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Other 100%100%
  • Other100%

Contacts

2 of 2
  • ANDREW ANTON

    Founder and Managing PrincipalCRD 4702514

  • LAURA FULL

    Executive DirectorCRD 5302301

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

HOUSTON, TX

HARRIS

Location

HOUSTON, TX

Headquartered in HOUSTON, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
HARRIS
Address
5020 Montrose Blvd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth