CALDERWOOD FINANCIAL STRATEGIES, INC.

Overview

Calderwood Financial Strategies, Inc. is an independent registered investment adviser that positions itself as a capital allocator for both individual/family and institutional clients. SEC-registered in 2021 and owned by an individual, the firm charges fees based on a percentage of assets under management and combines portfolio management for individuals and small businesses with services that include selection of other advisers and pension consulting. Calderwood also operates as an insurance broker, which shapes its use of annuities alongside traditional investment vehicles. The firm does not identify as an active ESG investor and is not structured as a multi-state adviser. Calderwood’s stated investment approach leans heavily on externally managed public mutual funds and pooled vehicles, while also allocating to third-party alternative managers for specific exposures. Its advisory model emphasizes working with outside specialists when appropriate, consistent with its role as a capital allocator rather than as a single-house product provider.

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Investments & Alternatives

Location & Offices