Kondo Wealth Advisors, Inc
Firm details
- Headquarters
- Pasadena, California
- CRD number
- 175347
- Registered since
- May 20, 2015
- Website
- kondowealthadvisors.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI71.08%
- Individuals26.63%
- Corporations / Businesses1.53%
- Charitable Organizations0.76%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Kondo Wealth Advisors, Inc. is an independent registered investment adviser organized as a corporation and SEC-registered since 2015. The firm is individually owned and focuses on serving individuals and families. Its client engagement model blends percentage-of-assets fees with hourly and fixed-fee arrangements, and the firm also operates broker-dealer and insurance brokerage activities alongside its advisory business. Advisory services include financial planning and portfolio management for individuals, small businesses, and institutional/business clients. The firm does not identify as an active ESG investor and is not positioned as a multi-state or pension consultant adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds83%
- Exchange Traded Equities10%
- US Government Bonds3%
- Investment Grade Corp Bonds2%
- Cash & Cash Equivalents2%
Owners & executives
2 of 2
Joanie Morioka
Chief Compliance OfficerCRD 4834264
Akemi Dalvi
President, CEOCRD 5617765
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 42Active vs passive
$272M in ETFs
52%
$140M
49%
$132M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P TOTAL US STOCK MARKET ETF (ITOT) | BlackRock | Passive | Large Blend | $53.8M | 327,735 | 19.78% |
Location
Pasadena, CA
Los Angeles
Location
Pasadena, CA
Headquartered in Pasadena, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Los Angeles
- Address
- 921 E Green St
- Time zone
- PT (UTC-8)
- Office locations
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