KONDO WEALTH ADVISORS, INC
Firm details
- Headquarters
- PASADENA, California
- CRD number
- 175347
- Registered since
- May 20, 2015
- Website
- kondowealthadvisors.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI71.08%
- Individuals26.63%
- Corporations / Businesses1.53%
- Charitable Organizations0.76%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Kondo Wealth Advisors, Inc. is an independent registered investment adviser formed as a corporation and SEC-registered in 2015. The firm is individually owned and serves primarily individual and family clients, offering financial planning and portfolio management for individuals, small businesses, and other business or institutional clients. Its client billing mixes AUM-based fees with hourly and fixed-fee engagements. Beyond advisory services, the firm also conducts broker-dealer and insurance brokerage activities.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds83%
- Exchange Traded Equities10%
- US Government Bonds3%
- Investment Grade Corp Bonds2%
- Cash & Cash Equivalents2%
Owners & executives
2 of 2JOANIE MORIOKA
Chief Compliance OfficerCRD 4834264
AKEMI DALVI
President, CEOCRD 5617765
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 39Active vs passive
$244M in ETFs
51%
$125M
49%
$119M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P TOTAL US STOCK MARKET ETF (ITOT) | BlackRock | Passive | Large Blend | $45.2M | 317,668 | 18.53% |
Location
PASADENA, CA
LOS ANGELES
Location
PASADENA, CA
Headquartered in PASADENA, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- LOS ANGELES
- Address
- 921 E Green St
- Time zone
- PT (UTC-8)
- Office locations
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