GUINNESS ATKINSON ASSET MANAGEMENT, INC.

RIASEC RegisteredEst. 2002
Total AUM
$344M
Discretionary
$344M
100% of AUM
Avg account
$28.7M
Accounts
12
Employees
41
Advisory reps
5

Firm details

Headquarters
PASADENA, California
CRD number
124465
Registered since
December 10, 2002
Fee structure
Percentage of AUM
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Guinness Atkinson Asset Management, Inc. is an institutional-focused investment advisor that concentrates on managing portfolios for investment companies. The firm operates under a percentage-of-AUM fee model and has been SEC-registered since 2002. Its public filings indicate a primary emphasis on public equities: the firm's 13-F public equity sleeve totals roughly $200.2M, reflecting a bias toward listed-stock strategies rather than private-market allocations. The adviser is not an active ESG investor and is structured as a corporation with individual ownership. In addition to providing portfolio management for registered investment vehicles, the firm is affiliated with pooled investment vehicles in a sponsor or GP capacity, indicating capabilities to run commingled or fund structures alongside its investment-company work.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

2 of 2
  • Sam Wildy

    Chief Financial OfficerCRD 8057966

  • EDWARD GUINNESS

    Chief ExecutiveCRD 6586910

Contacts

3 of 3
  • EDMUND HARRISS

    DirectorCRD 4804657

  • TIMOTHY GUINNESS

    Founder & ChairmanCRD 4373924

  • JAMES ATKINSON

    DirectorCRD 703324

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

PASADENA, CA

LOS ANGELES

Location

PASADENA, CA

Headquartered in PASADENA, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
LOS ANGELES
Address
251 S Lake Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth