Kobata Financial

Overview

Kobata Financial operates as a sole proprietorship under the Kobata Financial name and is run by an individual owner. The firm is categorized as unclassified in the available data and does not appear to position itself as a capital allocator. Its stated business activities are as a registered representative of a broker-dealer and as an insurance broker, while its advisory work centers on providing financial planning services. Fee arrangements are non-AUM: the firm reports hourly charges and fixed fees rather than percentage-based investment management fees. The record shows no listed SEC registration year and indicates the adviser is not a multi-state, pension consulting, or related-adviser entity; it is also not flagged as an active ESG investor.

Investments & Alternatives

Location & Offices