ROTHMAN INVESTMENT MANAGEMENT, LLC

Overview

Rothman Investment Management, LLC is an independent RIA organized as a limited liability company and owned by an individual principal. The firm serves both high-net-worth individuals and families as well as institutional clients, and it offers a mix of advisory services that include financial planning, portfolio management for individuals and small businesses, periodic publications and educational seminars. Billing is flexible: the firm uses percentage-of-AUM fees alongside hourly and fixed-fee arrangements, which supports both ongoing portfolio management relationships and one-off planning or consulting engagements. Investment activity is centered on discretionary portfolio management—nearly all assets reported are managed on a discretionary basis—with a clear tilt toward pooled public funds and mutual funds as the dominant vehicle for client exposure. The firm does not operate as a capital allocator or run proprietary alternative funds; instead, it sources third-party managers when allocating to private markets and other alternatives.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices