KNG SECURITIES USA INC

Broker-DealerFINRA MemberEst. 2026
Total AUM
Advisory reps
7
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
335822
Registered since
March 11, 2026

Firm profile

FINTRX

Overview

KNG Securities USA Inc is organized as a corporation and is recorded as having become SEC-registered in 2026. Ownership is listed as a combination of a foreign entity and an individual. The firm's public profile is minimal: it is categorized as unclassified, is not identified as a capital allocator, and is not marked as an active ESG investor. The record also indicates it is not operating as a multi-state adviser, is not designated a newly formed adviser, and does not serve as a pension consultant or related adviser. The submission contains little detail about the firm's business lines, advisory services, client segments or fee schedules. Those items either were not disclosed in the source data or are not yet reflected in the regulatory summary.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • ROBERT BAUCOM

    CEOCRD 4305610

  • BENJAMIN GRAY

    Chief Compliance OfficerCRD 1946982

Contacts

3 of 5
  • WILLIAM CONNOLLY

    Managing DirectorCRD 1748677

  • RAYMOND POTTER

    Head of Emerging MarketsCRD 1995647

  • Joseph Puglisi

    FinOpCRD 7779592

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
21 5 St Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth