Keystone Capital Markets

Broker-DealerFINRA MemberEst. 2017
Total AUM
—
Advisory reps
12
Avg account
$0

Firm details

Headquarters
Irvine, California
CRD number
288767
Registered since
August 28, 2017

Firm profile

FINTRX

Overview

Keystone Capital Markets is organized as a limited liability company and has been SEC-registered since 2017. Public records classify the firm as an investment bank rather than a traditional wealth manager or registered investment adviser that allocates client capital. Ownership is listed as both a domestic entity and an individual, but the firm has not provided public details about its business lines, advisory services, fee schedules, or client segments. The dataset flags several negative attributes: Keystone Capital Markets is not a capital allocator, is not an active ESG investor, is not a multi-state adviser, and is not identified as a pension consultant or related adviser. The firm also declined to supply information about activities and affiliations, which limits what can be said about its operating model, deal focus, or service mix beyond its legal form and regulator status.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 12
  • Edward Smith

    OwnerCRD 3143679

  • David Luvisa

    David Luvisa

    Managing DirectorCRD 1643896

  • Randy Krauthamer

    Randy Krauthamer

    Managing DirectorCRD 2203908

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Irvine, CA

Orange

Location

Irvine, CA

Headquartered in Irvine, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Orange
Address
20 Pacifica
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth