Keystone Capital Markets

Broker-DealerFINRA MemberEst. 2017
Total AUM
Advisory reps
12
Avg account
$0

Firm details

Headquarters
Irvine, California
CRD number
288767
Registered since
August 28, 2017

Firm profile

FINTRX

Overview

Keystone Capital Markets LLC is an SEC-registered firm (registered in 2017) that is classified as an investment bank rather than a traditional registered investment adviser or capital allocator. Ownership is recorded as a combination of a domestic entity and an individual. Public data for the firm does not include descriptions of its advisory or day-to-day business activities. The firm is not identified as a multi-state adviser, does not list pension consulting services, and is not flagged as an active ESG investor. It is also not shown as a related adviser in the available records. The limited public disclosures point to a firm oriented toward capital markets activity rather than running a client-facing asset management business.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 12
  • Wyatt Chaffin

    Wyatt Chaffin

    Vice PresidentCRD 6390477

  • David Luvisa

    David Luvisa

    Managing DirectorCRD 1643896

  • Stuart Moss

    Stuart Moss

    Managing DirectorCRD 6305981

Unlock 9 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Irvine, CA

Orange

Location

Irvine, CA

Headquartered in Irvine, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Orange
Address
20 Pacifica
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth