KEYBANC CAPITAL MARKETS RESEARCH, LLC

RIASEC RegisteredEst. 2023
Total AUM
Avg account
$0
Accounts
0
Employees
80
Advisory reps
3

Firm details

Headquarters
CLEVELAND, Ohio
CRD number
326557
Registered since
October 6, 2023
Fee structure
Other

Firm profile

FINTRX

Overview

Keybanc Capital Markets Research, LLC is organized as a limited liability company and is recorded as an SEC-registered adviser beginning in 2023. The dataset classifies the firm as an unclassified adviser and identifies ownership as a domestic entity and individual. It is registered to operate across multiple states and is not designated as a capital allocator. The firm’s fee framework is listed as “Other,” and it is not identified as an active ESG investor, a pension consultant, or a related adviser to another registered manager. Regulatory and industry affiliations recorded for the firm include broker-dealer activity, registration as a municipal advisor, commodity pool operator/commodity trading advisor activity (CPO/CTA), and connections to a banking or thrift institution. Those affiliations, together with the firm name and the absence of reported client assets, suggest its activities emphasize research and intermediary functions rather than traditional discretionary asset management.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • DOUGLAS PREISER

    Chief Operating OfficerCRD 1690776

Contacts

2 of 2
  • TAHIRA AFZAL

    Director of Equity ResearchCRD 4704209

  • BLANCA ORTIZ

    SVP, CCOCRD 1995557

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

CLEVELAND, OH

CUYAHOGA

Location

CLEVELAND, OH

Headquartered in CLEVELAND, OH, anchoring the Cleveland-Akron-Canton, OH metro in the Midwest.

Metro area
Cleveland-Akron-Canton, OH
Region
Midwest
County
CUYAHOGA
Address
127 Public Sq
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth