Keybanc Capital Markets Research, LLC

RIASEC RegisteredEst. 2023
Total AUM
Avg account
$0
Accounts
0
Employees
80
Advisory reps
3

Firm details

Headquarters
Cleveland, Ohio
CRD number
326557
Registered since
October 6, 2023
Fee structure
Other

Firm profile

FINTRX

Overview

KeyBanc Capital Markets Research, LLC is organized as a limited liability company and operates as an institutional registered investment adviser. The firm was registered with the SEC in 2023 and functions across multiple states. Its ownership is listed as a combination of a domestic entity and an individual. The adviser does not describe itself as a capital allocator, and its fee approach is categorized as "other." It is not flagged as an active ESG investor, and it does not identify as a pension consultant or a related adviser to another advisory firm. The firm’s regulatory footprint extends beyond the RIA channel. Public filings link it to activities or affiliations as a broker‑dealer, a registered municipal advisor, a CPO/CTA (commodity pool operator or commodity trading advisor), and a banking or thrift institution. That mix suggests the organization operates within several regulated silos, which can support cross‑product distribution of research and market access for institutional clients.

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Douglas Preiser

    Chief Operating OfficerCRD 1690776

Contacts

2 of 2
  • Tahira Afzal

    Tahira Afzal

    Director of Equity ResearchCRD 4704209

  • Blanca Ortiz

    Blanca Ortiz

    SVP, CCOCRD 1995557

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

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Awards

FINTRX

Location

Primary office

Cleveland, OH

Cuyahoga

Location

Cleveland, OH

Headquartered in Cleveland, OH, anchoring the Cleveland-Akron-Canton, OH metro in the Midwest.

Metro area
Cleveland-Akron-Canton, OH
Region
Midwest
County
Cuyahoga
Address
127 Public Sq
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth