MAI Capital Management, LLC
Firm details
- Headquarters
- Cleveland, Ohio
- CRD number
- 109807
- Registered since
- October 2, 2000
- Website
- mai.capital
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees, Other
- Client types
- HNWI52.99%
- Pension & Profit Sharing Plans26.76%
- Individuals12.78%
- Pooled Investment Vehicles4.72%
- Corporations / Businesses1.21%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
MAI Capital Management, LLC is an SEC-registered advisory firm formed in 2000 and organized as an LLC. It acts as a capital allocator and operates a trust company while serving a mixed client base of individuals, families and institutional accounts. The firm offers a broad set of advisory services—financial planning, portfolio management across individuals, pooled vehicles and institutional clients, pension consulting and the selection of other advisers. Its fee arrangements include asset-based fees, hourly and fixed fees, and performance-based structures. MAI has earned repeated industry recognition from outlets such as Barron's, Forbes, Financial Times and Citywire across multiple years.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds43%
- Private Funds21%
- Exchange Traded Equities19%
- Cash & Cash Equivalents7%
- State & Local Bonds3%
Owners & executives
3 of 7
Alex Shahidi
Co-CIOCRD 3208699
Mark Happe
Chief Compliance OfficerCRD 2791955
Jon Paul Pattinson
Chief Digital OfficerCRD 5045935
Contacts
3 of 300
Sean Kriak
Senior Wealth Advisor, Managing DirectorCRD 4256029
Michael Marrapese
Portfolio Manager, DirectorCRD 5001078
Deanna Roeger
Senior Registered Client Service AssociateCRD 4384934
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 802Active vs passive
$17.9B in ETFs
87%
$15.5B
10%
$2.4B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $1.9B | 2,471,229 | 10.36% |
Location
Cleveland, OH
Cuyahoga
Location
Cleveland, OH
Headquartered in Cleveland, OH, anchoring the Cleveland-Akron-Canton, OH metro in the Midwest.
- Metro area
- Cleveland-Akron-Canton, OH
- Region
- Midwest
- County
- Cuyahoga
- Address
- 6050 Oak Tree Blvd
- Time zone
- ET (UTC-5)
- Office locations
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