MAI CAPITAL MANAGEMENT, LLC
Firm details
- Headquarters
- CLEVELAND, Ohio
- CRD number
- 109807
- Registered since
- October 2, 2000
- Website
- mai.capital
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees, Other
- Client types
- HNWI52.99%
- Pension & Profit Sharing Plans26.76%
- Individuals12.78%
- Pooled Investment Vehicles4.72%
- Corporations / Businesses1.21%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
MAI Capital Management, LLC is an independent registered investment adviser organized as an LLC and operating since 2000. The firm acts as a capital allocator for both individual and institutional clients, providing financial planning, portfolio management across individual, pooled vehicle and institutional mandates, pension consulting and manager selection. It also operates as a trust company and employs a mix of fee arrangements (percentage of AUM, hourly, fixed and performance fees). MAI has been recognized on multiple industry lists in recent years, including appearances in Barron's Top 100 RIA Firms (multiple years), Forbes and other trade outlets.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds43%
- Private Funds21%
- Exchange Traded Equities19%
- Cash & Cash Equivalents7%
- State & Local Bonds3%
Owners & executives
3 of 7ALEX SHAHIDI
Co-CIOCRD 3208699
MARK HAPPE
Chief Compliance OfficerCRD 2791955
JON PAUL PATTINSON
Chief Digital OfficerCRD 5045935
Contacts
3 of 293SEAN KRIAK
Senior Wealth Advisor, Managing DirectorCRD 4256029
MICHAEL MARRAPESE
Portfolio Manager, DirectorCRD 5001078
DEANNA ROEGER
Senior Registered Client Service AssociateCRD 4384934
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 1,437Active vs passive
$11.4B in ETFs
87%
$9.9B
10%
$1.5B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $1.1B | 1,729,838 | 9.89% |
Location
CLEVELAND, OH
CUYAHOGA
Location
CLEVELAND, OH
Headquartered in CLEVELAND, OH, anchoring the Cleveland-Akron-Canton, OH metro in the Midwest.
- Metro area
- Cleveland-Akron-Canton, OH
- Region
- Midwest
- County
- CUYAHOGA
- Address
- 6050 Oak Tree Blvd
- Time zone
- ET (UTC-5)
- Office locations
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