Kerberrose Wealth Management, LLC

RIASEC RegisteredEst. 2020

Total AUM

$1.2B

Discretionary

$847M

73% of AUM

Avg account

$345K

Accounts

3,345

Employees

Advisory reps

Firm details

Headquarters: Shawano, Wisconsin
CRD number: 168787
Registered since: October 26, 2020
Website: kerberrose.com
Custodians: CHARLES SCHWAB & CO., INC., VOYA FINANCIAL ADVISORS, INC., JOHN HANCOCK DISTRIBUTORS LLC, FIDELITY DISTRIBUTORS COMPANY LLC, TRUSTAGE INVESTMENT, EMPOWER FINANCIAL, T.ROWE PRICE, LINCOLN FINANCIAL DISTRIBUTORS, INC., ONEAMERICA, TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, AMERICAN FUNDS & TRUSTS INCORPORATED, THE STANDARD
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Commissions
Client types: Pension & Profit Sharing Plans42.42%
HNWI32.66%
Individuals18.73%
State / Municipal Government3.83%
Corporations / Businesses1.9%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Kerberrose Wealth Management, LLC is an independent registered investment adviser that began SEC registration in 2020. The firm identifies as a capital allocator serving individuals, families and institutional clients. Its business model combines advisory services—financial planning, portfolio management for individuals and small businesses, and selection of third‑party advisers—with brokerage and insurance activities; the firm reports roles as a registered representative of a broker‑dealer, an insurance broker and an accountant. Fee arrangements are mixed: percentage of AUM, hourly and fixed fees, and commissions. The firm does not describe itself as an active ESG investor.