KERBERROSE WEALTH MANAGEMENT, LLC

RIASEC RegisteredEst. 2020

Total AUM

$1.2B

Discretionary

$847M

73% of AUM

Avg account

$345K

Accounts

3,345

Employees

Advisory reps

Firm details

Headquarters: SHAWANO, Wisconsin
CRD number: 168787
Registered since: October 26, 2020
Website: kerberrose.com
Custodians: CHARLES SCHWAB & CO., INC., VOYA FINANCIAL ADVISORS, INC., JOHN HANCOCK DISTRIBUTORS LLC, FIDELITY DISTRIBUTORS COMPANY LLC, TRUSTAGE INVESTMENT, EMPOWER FINANCIAL, T.ROWE PRICE, LINCOLN FINANCIAL DISTRIBUTORS, INC., ONEAMERICA, TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, AMERICAN FUNDS & TRUSTS INCORPORATED, THE STANDARD
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Commissions
Client types: Pension & Profit Sharing Plans42.42%
HNWI32.66%
Individuals18.73%
State / Municipal Government3.83%
Corporations / Businesses1.9%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Kerberrose Wealth Management, LLC is an independent, SEC-registered registered investment adviser organized as an LLC and in operation since 2020. The firm describes itself as a capital allocator serving individual and family clients as well as institutional accounts. Its service mix includes financial planning, portfolio management for individuals and small businesses, and the selection of third-party advisers. The firm also conducts broker-dealer registered representative and insurance brokerage activities and maintains an accounting affiliation. Kerberrose uses several fee approaches — percentage of AUM, hourly and fixed fees, and commissions — depending on the engagement. The firm does not identify as an active ESG investor.