Canopy Wealth Management

RIASEC Registered
Total AUM
$1.2B
Discretionary
$1.1B
93% of AUM
Avg account
$442K
Accounts
2,608
Employees
12
Advisory reps
10

Firm details

Headquarters
Middleton, Wisconsin
CRD number
297717
Registered since
August 2, 2018
Website
www.canopy-wealth.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI88.14%
  • Individuals10.68%
  • Charitable Organizations0.98%
  • Pension & Profit Sharing Plans0.18%
  • Corporations / Businesses0.02%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Canopy Wealth Management is an independent registered investment adviser organized as an LLC. The firm is SEC-registered (registration recorded in 2018) and serves both individuals/families and institutional clients. Its advisory services emphasize financial planning and portfolio management for individuals and small businesses, along with pension consulting, publication of periodicals/newsletters, and educational seminars or workshops. Compensation is primarily fee-based, combining a percentage of assets under management with hourly charges. Canopy does not self-identify as an active ESG investor and is not structured as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 84%, Exchange Traded Equities 5%, Cash & Cash Equivalents 5%, Private Funds 4%, Non-Exchange Traded Equities 1%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%84%
  • Public Funds/Mutual Funds84%
  • Exchange Traded Equities5%
  • Cash & Cash Equivalents5%
  • Private Funds4%
  • Non-Exchange Traded Equities1%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 128

Active vs passive

$800M in ETFs

Passive

69%

$555M

Active

27%

$245M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) GROWTH ETF (SPYG)State StreetPassiveLarge Growth$48.6M395,0116.08%
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Location

Primary office

Middleton, WI

Dane

Location

Middleton, WI

Headquartered in Middleton, WI, anchoring the Madison-Janesville-Beloit, WI metro in the Midwest.

Metro area
Madison-Janesville-Beloit, WI
Region
Midwest
County
Dane
Address
8215 Greenway Blvd
Time zone
CT (UTC-6)
Office locations

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