SPECTRUM INVESTMENT ADVISORS, INC.
Firm details
- Headquarters
- MEQUON, Wisconsin
- CRD number
- 108669
- Registered since
- November 9, 1999
- Website
- www.spectruminvestor.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Other
- Client types
- Pension & Profit Sharing Plans53.33%
- HNWI37.99%
- Individuals7.52%
- Corporations / Businesses1.15%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Spectrum Investment Advisors, Inc. is an independent, SEC-registered registered investment adviser that began SEC registration in 1999 and is owned by an individual. It serves both individual/family clients and institutional clients and functions as a capital allocator, selecting third-party managers as part of its offering. Core advisory services include financial planning, portfolio management for individuals and small businesses, pension consulting, and the selection of other advisers. The firm bills clients through a mix of percentage-of-AUM fees, hourly charges, fixed fees and other arrangements. It does not identify as an active ESG investor and is not listed as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds91%
- Private Funds3%
- Cash & Cash Equivalents3%
- Exchange Traded Equities2%
- US Government Bonds1%
Owners & executives
1 of 1JONATHAN MARSHALL
Chief Investment OfficerCRD 4736441
Contacts
3 of 20JILL STOCK
CRD 2650358
DANIEL DEDECKER
Relationship ManagerCRD 6212124
BLAINE DISRUD
Portfolio ManagerCRD 6239025
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 21Active vs passive
$186M in ETFs
48%
$88.9M
52%
$97.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| DIMENSIONAL US CORE EQUITY MARKET ETF (DFAU) | Dimensional | Active | Large Blend | $29.2M | 646,425 | 15.67% |
Location
MEQUON, WI
OZAUKEE
Location
MEQUON, WI
Headquartered in MEQUON, WI, anchoring the Milwaukee-Racine-Waukesha, WI metro in the Midwest.
- Metro area
- Milwaukee-Racine-Waukesha, WI
- Region
- Midwest
- County
- OZAUKEE
- Address
- 6329 W Mequon Rd
- Time zone
- CT (UTC-6)
- Office locations
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