Spectrum Investment Advisors, Inc.
Firm details
- Headquarters
- Mequon, Wisconsin
- CRD number
- 108669
- Registered since
- November 9, 1999
- Website
- www.spectruminvestor.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Other
- Client types
- Pension & Profit Sharing Plans53.33%
- HNWI37.99%
- Individuals7.52%
- Corporations / Businesses1.15%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Spectrum Investment Advisors, Inc. is an independent, SEC-registered registered investment adviser that has been active since 1999. The firm is owned by an individual and positions itself as a capital allocator for both individual/family and institutional clients. Its advisory scope includes financial planning, portfolio management for individuals and small businesses, pension consulting, and the selection of other advisers. Fee arrangements are varied and include percentage-of-AUM pricing as well as hourly, fixed-fee, and other structures. The firm is not identified as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds91%
- Private Funds3%
- Cash & Cash Equivalents3%
- Exchange Traded Equities2%
- US Government Bonds1%
Owners & executives
1 of 1
Jonathan Marshall
Chief Investment OfficerCRD 4736441
Contacts
3 of 22
Emily Zimmerman
Relationship ManagerCRD 5845698
Brian White
Wealth Manager, PartnerCRD 4162350
Suzanne Weeden
Senior Relationship ManagerCRD 4172684
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 56Active vs passive
$446M in ETFs
39%
$173M
56%
$273M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| DIMENSIONAL US CORE EQUITY MARKET ETF (DFAU) | Dimensional | Active | Large Blend | $32M | 620,035 | 7.19% |
Location
Mequon, WI
Ozaukee
Location
Mequon, WI
Headquartered in Mequon, WI, anchoring the Milwaukee-Racine-Waukesha, WI metro in the Midwest.
- Metro area
- Milwaukee-Racine-Waukesha, WI
- Region
- Midwest
- County
- Ozaukee
- Address
- 6329 W Mequon Rd
- Time zone
- CT (UTC-6)
- Office locations
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