Richmond Investment Services LLC

RIASEC RegisteredEst. 2024

Total AUM

$453M

Discretionary

$453M

100% of AUM

Avg account

$315K

Accounts

1,438

Employees

14

Advisory reps

14

Firm details

Headquarters: Mequon, Wisconsin
CRD number: 327451
Registered since: March 7, 2024
Website: www.richmondis.com
Custodians: LPL FINANCIAL LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI74.5%
Individuals23.84%
Charitable Organizations0.95%
Pension & Profit Sharing Plans0.66%
Corporations / Businesses0.06%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Richmond Investment Services LLC is an independent, SEC-registered registered investment adviser that began SEC registration in 2024 and is owned by an individual. The firm serves both individual/family and institutional clients and offers financial planning and portfolio management for individuals, small businesses, and institutions, as well as pension consulting. Its billing mixes percentage-of-AUM fees with hourly and fixed-fee arrangements. Richmond does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Public Funds/Mutual Funds80%
Exchange Traded Equities7%
Non-Investment Grade Corp Bonds6%
Cash & Cash Equivalents3%
US Government Bonds1%

Contacts

3 of 14

Matthew Richmond
Financial AdvisorCRD 2729015
Christopher Becker
Financial AdvisorCRD 6769200
Courtney Krogstad
Financial AdvisorCRD 6030675

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 146

Active vs passive

$391M in ETFs

Passive

66%

$256M

Active

21%

$134M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
ISHARES RUSSELL TOP 200 ETF (IWL)	BlackRock	Passive	Large Blend	$40.3M	218,146	10.33%

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Primary office

Mequon, WI

Ozaukee

Location

Mequon, WI

Headquartered in Mequon, WI, anchoring the Milwaukee-Racine-Waukesha, WI metro in the Midwest.

Metro area: Milwaukee-Racine-Waukesha, WI
Region: Midwest
County: Ozaukee
Address: 7702 W Mequon Rd
Time zone: CT (UTC-6)
Office locations

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