Richmond Investment Services LLC
Firm details
- Headquarters
- Mequon, Wisconsin
- CRD number
- 327451
- Registered since
- March 7, 2024
- Website
- www.richmondis.com
- Custodians
- LPL FINANCIAL LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI74.5%
- Individuals23.84%
- Charitable Organizations0.95%
- Pension & Profit Sharing Plans0.66%
- Corporations / Businesses0.06%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
Richmond Investment Services LLC is an independent registered investment adviser that began SEC registration in 2024 and is owned by an individual. The firm serves both individual and family clients as well as institutional clients, offering financial planning and portfolio management for individuals, small businesses, and institutions, along with pension consulting services. Its fee arrangements include percentage-of-AUM billing in addition to hourly and fixed-fee options. The firm does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds80%
- Exchange Traded Equities7%
- Non-Investment Grade Corp Bonds6%
- Cash & Cash Equivalents3%
- US Government Bonds1%
Contacts
3 of 14
Mark Konrardy
Financial AdvisorCRD 4324887
Gregg Shaffer
Financial AdvisorCRD 4269835
Courtney Krogstad
Financial AdvisorCRD 6030675
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 282Active vs passive
$759M in ETFs
67%
$511M
20%
$248M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES RUSSELL TOP 200 ETF (IWL) | BlackRock | Passive | Large Blend | $40.3M | 218,146 | 5.32% |
Location
Mequon, WI
Ozaukee
Location
Mequon, WI
Headquartered in Mequon, WI, anchoring the Milwaukee-Racine-Waukesha, WI metro in the Midwest.
- Metro area
- Milwaukee-Racine-Waukesha, WI
- Region
- Midwest
- County
- Ozaukee
- Address
- 7702 W Mequon Rd
- Time zone
- CT (UTC-6)
- Office locations
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