Kennicott Capital Management LLC

RIASEC RegisteredEst. 2021
Total AUM
$324M
Discretionary
$324M
100% of AUM
Avg account
$1.6M
Accounts
197
Employees
2
Advisory reps
1

Firm details

Headquarters
,
CRD number
128947
Registered since
May 4, 2021
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM
Client types
  • HNWI97.28%
  • Individuals1.64%
  • Charitable Organizations1.07%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Kennicott Capital Management LLC is a small advisory firm that runs discretionary portfolios with a clear tilt toward listed equities. Their public filings show a heavy use of exchange-traded products as the core building block for client portfolios, supplemented by active mutual funds and selective allocations to third‑party alternative fund managers. The firm charges fees as a percentage of assets and provides portfolio management services primarily to individuals, families and smaller institutions. ESG does not appear to be a focus in their documented investment approach. Investment decisions appear concentrated and centralized: a single office operation managing a modest book of business, with a preference for liquid, ETF-based exposures for core equity allocation and external managers for less liquid or specialized strategies.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 65%, Private Funds 20%, US Government Bonds 12%, State & Local Bonds 2%, Cash & Cash Equivalents 1%65%
  • Exchange Traded Equities65%
  • Private Funds20%
  • US Government Bonds12%
  • State & Local Bonds2%
  • Cash & Cash Equivalents1%

Contacts

1 of 1
  • Lawrence Dan

    Lawrence Dan

    Managing PartnerCRD 1504996

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 46

Active vs passive

$235M in ETFs

Passive

100%

$235M

Active

0%

$471K

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)InvescoPassiveLarge Growth$35.3M61,11814.99%

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth