Vista Investment Management, LLC
Firm details
- Headquarters
- Pittsburgh, Pennsylvania
- CRD number
- 116068
- Registered since
- March 16, 2018
- Website
- www.vista-im.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI75.16%
- Individuals12.14%
- Corporations / Businesses11.08%
- Charitable Organizations1.62%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
Vista Investment Management, LLC is an independent registered investment adviser organized as an LLC and SEC-registered in 2018. The firm serves both individual and family clients as well as institutional and business accounts, charging fees based on a percentage of assets under management. Its ADV lists portfolio management for individuals/small businesses and for businesses or institutions, plus pension consulting services among its advisory activities. Vista does not identify as an active ESG investor, and it is not set up as a capital allocator — instead it uses third-party managers for alternative exposures.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds63%
- Exchange Traded Equities33%
- US Government Bonds3%
- Cash & Cash Equivalents1%
Owners & executives
2 of 2
John Frankola
CEO and Portfolio ManagerCRD 1793125
Matthew Viverette
Chief Compliance Officer & Director of TechnologyCRD 6329239
Contacts
2 of 2
Lawrence Eakin
Portfolio Manager, Research AnalystCRD 2831417
Dylan Dunlop
Investment AnalystCRD 6773271
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 126Active vs passive
$291M in ETFs
85%
$248M
13%
$42.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD INFORMATION TECHNOLOGY INDEX FUND (VGT) | Vanguard | Passive | Technology | $12.5M | 104,651 | 4.30% |
Location
Pittsburgh, PA
Allegheny
Location
Pittsburgh, PA
Headquartered in Pittsburgh, PA, anchoring the Pittsburgh-New Castle-Weirton, PA-OH-WV metro in the Northeast.
- Metro area
- Pittsburgh-New Castle-Weirton, PA-OH-WV
- Region
- Northeast
- County
- Allegheny
- Address
- 400 Penn Center Blvd
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
WMS Wealth Planners
RIAPittsburgh, PA
Chronometer Partners LP
RIAPittsburgh, PA
Kailasa Capital Management LLC
RIAPittsburgh, PA
US Asset Management, LLC
RIAPittsburgh, PA
Legend Financial Advisors Inc
RIAPittsburgh, PA
Steel Tower Investments
RIAPittsburgh, PA